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  1. 8 September 2020

    COVID 19 response insights 2020

    This information sheet summarises the FMA’s actions to manage the impacts of the COVID-19 crisis up until 31 August, and highlights useful examples we have seen from market participants. It will help financial services entities to understand the FMA’s approach and consider ways to improve their own response as the crisis continues.
    Tags
    COVID-19, News & Insights
    Type
    PDF, Information Sheet

  2. 29 January 2019

    Life Insurer Conduct and Culture 2019

    Findings from an FMA and RBNZ review of conduct and culture in New Zealand life insurers.
    Tags
    Reports and Papers, Financial Advice Provider, Roles, Business, News & Insights
    Type
    PDF

  4. 30 January 2015

    Expense disclosure CE Gifts 2014 Jul Dec

    CE gifts and hospitality disclosure for the period 1 July 2014 - 31 December 2014.
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  5. 29 August 2013

    Phoenix Forex Limited

    We believe that Phoenix Forex’s claims about the level of returns made by the Oak FX foreign exchange trading system are untrue, and that Phoenix Forex is misrepresenting the profitability of, and risks associated with, its trading system.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 19 October 2022

    ISG DBG

    ISG DBG including: Clarity Funds Management Limited, Devon Funds Management Limited, JMI Wealth Limited, Select Wealth Management Limited and TAHITO Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  8. 7 September 2021

    COVID-19

    The FMA regularly posts information and updates relevant to the financial industry during periods of COVID-19. Please check these pages for content that may be relevant to you.
    Tags
    COVID-19, News & Insights
    Type
    Page

  9. 17 January 2018

    Trustees Executors Limited

    Trustees Executors Limited, FSP37383, is licensed by the FMA as Supervisor.
    Tags
    Roles, Licensed entity, Reporting entities, Business, Supervisor
    Type
    Page

  10. 17 January 2023

    Public Trust

    Published Trust, FSP24561, is licensed by the FMA as Supervisor.
    Tags
    Roles, Licensed entity, Reporting entities, Business, Supervisor
    Type
    Page

  11. 17 January 2023

    Supervisors Licence Public Trust

    This is the Supervisors Licence Public Trust certificate. LICENCE GRANTED: 17 January 2023, LICENCE STATUS: Active.
    Tags
    Licence, Roles, Licensing & registration, Business, Supervisor
    Type
    PDF

  12. 12 March 2014

    Bridgecorp and Bridgecorp Investments (BIL)

    FMA alleged that the directors( Rodney Petricevic, Robert Roest, Bruce Davidson, Gary Urwin and Peter Steigrad) made untrue statements in the investment statements and registered prospectuses, prospectus extension certificates of Bridgecorp and BIL. They also made other false or misleading statements in Bridgecorp and BIL documents. Read more.
    Tags
    Enforcement
    Type
    Page

  13. 15 December 2022

    Z Energy Property Fund DBG

    Z Energy Property Fund is a designated business group (DBG), including: Z Property Limited Partnership, Z General Partner Limited, and Z Property Manager Limited
    Tags
    Reporting entities, AML/CFT, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  14. 2 February 2023

    BGS TRUSTEE LIMITED

    BGS TRUSTEE LIMITED is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 2 February 2023

    BMS RISK SOLUTIONS (NZ) LIMITED

    BMS RISK SOLUTIONS (NZ) LIMITED is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page