Back

Search results

Found 6589 results. Displaying page 415 of 440

  1. 2 February 2021

    winngroups.com and winngc.com

    The FMA is concerned that Winn Group Ltd and https://www.winngroups.com/ have the hallmarks of an investment scam and recommends exercising caution when dealing with the entity.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  2. 7 November 2020

    Eden GP Limited

    Eden GP Limited (FSP761251) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 19 July 2021

    www.rockfortcrypto.com

    There are false claims made on this website that they are connected with a New Zealand licensed derivatives issuer - Rockfort Markets Limited. Rockfort Markets Limited has confirmed that they are not associated with or operate this website.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  4. 17 May 2021

    EKIWITY LIMITED

    Yash Appilla is an AML/CFT reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  5. 4 November 2020

    2020’s silver linings for the NZ fintech sector

    From the lens of New Zealand’s innovation and technology ecosystem, it’s been a year of silver linings, especially within the context of financial services. Read more from Binu Paul in this FMA Story.
    Tags
    FMA people, FMA
    Type
    Page

  6. 31 August 2022

    UBS DBG

    UBS DBG including: UBS New Zealand Limited and Debenture Nominees Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  7. 19 December 2019

    DBS Securities Limited

    We have received a complaint from a NZ investor who invested funds with Glen Hamilton & Partners LLC in 2017 after receiving an unsolicited cold call.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 31 August 2022

    FNZ LIMITED

    FNZ LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  9. 31 August 2022

    JBWERE (NZ) NOMINEES LIMITED

    JBWERE (NZ) NOMINEES LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 31 August 2022

    MORRISON & CO PIP LIMITED

    MORRISON & CO PIP LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 3 October 2016

    Forest Enterprises Limited

    Forest Enterprises Limited, FSP37784, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  12. 27 September 2019

    GL-FX

    GL-FX is not licensed or registered to provide financial services in either New Zealand or the United Kingdom. We are concerned that GL-FX may be operating a scam.
    Tags
    Suspected scam, Business, Scams
    Type
    Page

  13. 29 September 2022

    Expired exemptions

    Find a full list of expired exemptions that relate to the Financial markets Conduct and Securities Act here.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  14. 31 August 2022

    BeGroup

    BeGroup including: BeGroup Investments Limited Partnership, BeGroup Investments GP Limited, and BeGroup New Zealand Limited
    Tags
    AML/CFT, Roles, Business
    Type
    Page

  15. 9 May 2017

    IMF 2016 review of NZ

    The FSAP is a comprehensive assessment of the country’s financial sector and was coordinated by the Reserve Bank of
    New Zealand (RBNZ) on behalf of the members of New Zealand’s Council of Financial Regulators, which includes the FMA, the Treasury and MBIE.
    New Zealand’s prudential and securities regulation was tested against international principles and practices.
    Tags
    Reports and Papers, Regulation, Business, News & Insights
    Type
    PDF