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  1. 12 August 2015

    Life after work - ready or not

    A new study shows that almost half of people over 50 years old have yet to figure out how they will reach their retirement goals. While four in ten people who have already retired, did so without a financial plan for their retirement.
    Tags
    KiwiSaver & Superannuation, Media release, Consumer, News & Insights
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  2. 18 September 2015

    Third guilty plea entered in OPI Pacific Finance case

    A former director of OPI Pacific Finance, Craig Robert White, has pleaded guilty to misleading investors in a prosecution taken by the FMA. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
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    Page

  5. 28 November 2014

    Phase two of financial markets law completes long-term overhaul

    The second phase of New Zealand’s new capital markets and financial services law takes effect from 1 December. Phase two includes licensing provisions that extend to several hundred further businesses, and a major shift in the quality of investor disclosure for financial products.
    Tags
    FMC Act, Legislation, Media release, Business, News & Insights
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    Page

  7. 23 August 2013

    FADC decision on Stephen Musaphia

    The Financial Advisers Disciplinary Committee (FADC) has released its decision into FMA’s complaint against Stephen Musaphia.
    Tags
    Media release, News & Insights
    Type
    Page

  8. 7 February 2013

    FMA concludes investigation into Strategic Finance

    The investigation into Strategic Finance Limited concluded, with FMA forming the view that six of the company's directors are likely to have breached the Securities Act. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  13. 27 March 2013

    Consultation Paper: Class exemption review

    Consultation Paper: Class exemption review. The FMA has undertaken a review of 44 class exemption notices expiring in 2012. Read more here.
    Tags
    Consultations, Exemptions, Business
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  15. 14 July 2021

    blackwallplatform.com

    We are aware that New Zealand residents have been receiving unsolicited contacts from people who are associated with this website www.blackwallplatform.com. There are claims on www.blackwallplatform.com that they are associated with Blackwall UCITS Platform ICAV, which is licensed by the Central Bank of Ireland.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
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    Page