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Found 6589 results. Displaying page 39 of 440

  1. 16 October 2015

    Anthony John Munro

    Anthony John Munro, FSP5501, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page

  2. 31 August 2022

    JD CAPITAL FINANCIAL GROUP LIMITED

    JD CAPITAL FINANCIAL GROUP LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  4. 30 August 2018

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2018

    The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Nikko Asset Management New Zealand Limited (Nikko Asset Management) to that list of entities.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  6. 31 August 2022

    Tradition Kiwi Brokers Limited

    Tradition Kiwi Brokers Limited (previously known as Om Wholesale Limited) is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  7. 12 August 2019

    Tailorednz Limited

    Tailorednz Limited, FSP36461, is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  8. 15 November 2019

    Crests Financial

    We have received a complaint from a New Zealand resident who invested with Crests Financial, who are withholding the release of any funds. Crests Financial is not licensed or registered to provide financial services in New Zealand. We are concerned that they may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 17 December 2019

    Trendingraphs (Premium Systems)

    Trendingraphs (Premium Systems) is not a registered company or financial service provider in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 13 January 2020

    MAKE-IT FUND OPERATING MANAGER L.P.

    Make-it Fund Operating Manager L.P., FSP697891, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 3 April 2020

    Updated: FMA further extends deadline for financial reporting

    The Financial Markets Authority (FMA) is providing regulatory relief to market participants to give them an additional two months to provide their audited financial statements. Due to the disruption caused by COVID-19, the FMA is taking appropriate steps to support the industry. Firms that need to provide these financial statements include listed issuers on the NZX.
    Tags
    COVID-19, New Financial Advice regime, FMC Act, Directors, Legislation, Roles, Business, News & Insights
    Type
    Page, Financial reporting

  12. 31 August 2021

    tradinginsiders.eu

    Forex Insiders also known as Forex Insiders Trading, Trading Insiders and Success Factory may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 2 September 2020

    FMA impersonated in suspected money remittance scam

    The FMA is warning the public that it is aware of a case where scammers have been impersonating the FMA while operating a scam relating to money remittance services.
    Tags
    Suspected scam, Imposter website, Scams
    Type
    Page

  14. 10 March 2021

    Consultation: Recognition of Australian adviser qualifications

    Consultation: Recognition of Australian adviser qualifications. When the new regime is in force, we propose to recognise that individual Australian advisers demonstrate the competence, knowledge and skill standards set by the Code if they hold certain Australian adviser qualifications, and to confirm this in a statement on our website.
    Tags
    Financial Adviser, Roles, Consultations, Business
    Type
    Page

  15. 17 December 2020

    Paradox Therapeutics

    We recommend exercising caution when dealing with Paradox Therapeutics. Paradox Therapeutics representatives have made unsolicited calls to New Zealand residents offering investment in the entity.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page