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  2. 25 November 2021

    www.oceaniatradinggroup.com

    FMA advises that www.oceaniatradinggroup.com is an imposter website. There are false claims made on the website that they are associated with the legitimate NZ company Oceania Trading Group Limited (NZBN: 9429042121473).
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  4. 11 August 2022

    Grant David HASSELL (FSP1003056)

    Grant David HASSELL (FSP1003056) is a licenced independent trustee
    Tags
    Independent trustee, Roles, Licensed entity, Business
    Type
    Page

  6. 16 August 2013

    Dominion Finance directors sentenced

    Vance Eric Arkinstall, Richard Gilbert Bettle, and Paul Winston Forsyth were sentenced to home detention, community work and ordered to pay reparations. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  7. 5 February 2013

    Two more directors plead guilty in Capital + Merchant Finance case

    Robert Gordon Sutherland and Colin Gregory Ryan, who reside in Australia, pleaded guilty to two charges of making an untrue statement in a registered prospectus and one charge of distributing advertisements which included an untrue statement. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  8. 2 July 2012

    Trans-Tasman mutual recognition of financial advisers announced

    The Australian Securities & Investments Commission (ASIC) and New Zealand's Financial Markets Authority (FMA) have announced mutual recognition arrangements for Australian and New Zealand financial advisers.
    Tags
    Media release, News & Insights
    Type
    Page

  9. 20 June 2011

    Statement on Hubbard Investigation

    The Financial Markets Authority (FMA) and the Serious Fraud Office (SFO) have worked together closely throughout this investigation. The evidence on which the charges laid by the SFO today are based could also give rise to charges by FMA under section 59 of the Securities Act.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  10. 15 December 2010

    Hotchin's Assets Frozen on Commission Request

    The High Court granted interim asset preservation orders in respect of assets believed to be associated with former Hanover director Mark Hotchin to the Securities Commission(FMA's predecessor). Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 15 April 2010

    Criminal Charges Laid Against Lombard Directors

    The Securities Commission has laid criminal charges against Lombard Finance & Investments directors Sir Douglas Graham, Michael Reeves, William Jeffries and Lawrence Bryant. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page