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Found 6589 results. Displaying page 18 of 440

  1. 31 August 2022

    Blackbird Ventures NZ

    Blackbird Ventures NZ including: Blackbird GP NZ Limited, Blackbird Ventures NZ Limited, Blackbird GP22 NZ Limited, and Blackbird NZ 2022 Management Limited.
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  2. 31 August 2022

    NZX Clearing DBG

    NZX Clearing DBG including: New Zealand Clearing Limited, New Zealand Depository Limited, and New Zealand Depository Nominee Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  4. 16 December 2021

    FMA raises red flags about Bitminerpool Limited

    Warning: We are aware that a New Zealand resident who has invested through Bitminerpool Limited is unable to withdraw the funds they invested from Bitminerpool Limited’s platform. A large amount of money is required in order to release the funds. We are concerned that Bitminerpool Limited is involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 29 March 2022

    FMA warns about a Decentralised Application: eth-coinbasemart.com

    FMA are concerned that eth-coinbasemart.com (the dapp), a Decentralised Application, is involved in a scam. We have received a complaint from a New Zealand resident whose funds have been unreasonably withheld by the dapp.
    Tags
    Investor information, Suspected scam, Consumer, Scams
    Type
    Page

  6. 28 November 2018

    Brian John Ferguson (FSP155185)

    Mr Ferguson (FSP155185) contravened section 34 of the Financial Advisers Act 2008 (FA Act) by copying and pasting client signatures in insurance policy documents.
    Tags
    Scams
    Type
    Page

  7. 22 February 2019

    Crown Financial Service

    Crown Financial Service (FSP359786) is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  8. 19 August 2019

    CB Treasure Journey Limited

    CB Treasure Journey Limited, FSP650749, previously known as CB Finance Holdings Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  9. 28 June 2019

    MATAI MANAGEMENT LIMITED

    Matai Management Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 8 January 2020

    HILLIER FINANCE LIMITED

    Hillier Finance Limited, FSP707792, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 4 February 2020

    North American Securities Transfer

    North American Securities Transfer could be involved in a scam. US Securities and Exchange Commission has listed a public alert about this entity on their website as falsely claiming to be registered, licensed, and/or located in the United States in their solicitation of investors.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 6 July 2020

    Financial Markets Conduct (Takeovers Panel) Exemption Notice 2020

    The notice exempts the Takeovers Panel (the Panel) from the substantial holding disclosure provisions of the Financial Markets Conduct Act 2013 (the FMC Act) in respect of any relevant interest in quoted voting products of a listed issuer that the Panel has, as the result of an enforceable undertaking.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  15. 27 July 2020

    OPTIMA WEALTH LIMITED

    Optima Wealth Limited is an AML reporting entity.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page