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  1. 30 April 2015

    SPI directors fined for breaching financial reporting rules

    The two directors of SPI Property Fund Limited have today been fined $25,312 each for breaches of the Financial Reporting Act in the Auckland District Court. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  2. 17 September 2010

    Securities Act (TrustPower Limited)

    Securities Act (TrustPower Limited) expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  4. 31 July 2015

    FMA files civil proceedings against portfolio manager for alleged market manipulation

    The Financial Markets Authority (FMA) has issued civil proceedings in the High Court seeking pecuniary penalties against Mr Mark Warminger for trading carried out while employed by Milford Asset Management Limited (Milford). The trading occurred between December 2013 and August 2014.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 30 August 2016

    European recognition of FMA oversight of auditors

    The European Commission has announced its recognition of the New Zealand audit oversight regime as equivalent to EU standards, permitting NZ-regulated auditors to operate in the European Union.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  10. 27 March 2017

    FMA releases AFA information report

    The Financial Markets Authority today published its third statistical report on Authorised Financial Advisers (AFAs) in New Zealand. The FMA requires AFAs to submit an annual information return each year.
    Tags
    Financial Advice Provider, Media release, Roles, Business, News & Insights
    Type
    Page

  12. 28 February 2018

    Consultation paper: Updated Corporate Governance Handbook

    Consultation paper: Updated Corporate Governance Handbook. The handbook is designed as a guide for a wide range of companies and businesses. Read more.
    Tags
    Directors, Consultations, Roles, Business
    Type
    Page

  14. 31 August 2022

    ANZNZ COVERED BOND TRUST LIMITED

    ANZNZ COVERED BOND TRUST LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 31 August 2022

    BAY FINANCIAL PARTNERS LIMITED

    BAY FINANCIAL PARTNERS LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page