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Found 6589 results. Displaying page 11 of 440

1. 18 March 2011

   Securities Act (TCNZ Finance Limited)

   Securities Act (TCNZ Finance Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 27 July 2007

   Securities Act (Overseas Employee Share Purchase Schemes)

   Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 28 February 2003

   Securities Act (Overseas Employee Share Purchase Schemes)

   Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 11 September 2015

   Financial Reporting Act (Lloyds Banking Group) Exemption Notice 2015

   Financial Reporting Act (Lloyds Banking Group) Exemption Notice 2015 expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 26 February 2016

   The FMA’s 100 billion dollar challenge: Raising confidence in the managed funds industry

   The final phase of implementing the Financial Markets Conduct Act (FMC Act) involves the Financial Markets Authority (FMA) licensing a sector responsible for about $100 billion of New Zealanders’ wealth.

   Tags

   Managed funds, Media release, Ways to invest, Investing, Consumer, News & Insights

   Type

   Page, Guidance

6. 22 April 2016

   Securities Act (New Zealand Racing Board) Exemption Notice 2016

   Securities Act (New Zealand Racing Board) Exemption Notice 2016 -expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 8 November 2018

   Apex Christchurch Limited

   Apex Christchurch Limited is an AML reporting entity

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

8. 31 August 2022

   Disclaimer

   The Financial Markets Authority does not assume any responsibility for giving legal or other professional advice. If you require legal or expert advice you should seek assistance from a professional adviser.
   

   Tags

   Type

   Page

9. 12 May 2014

   Securities Act (Crawford Property Trust)

   Securities Act (Crawford Property Trust) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 1 July 2011

    Financial Advisers (Australian Licensees) Exemption Notice 2011

    The exemption is granted to permit Australian-regulated financial services firms to provide financial adviser services into New Zealand on an offshore basis. Expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 31 August 2022

    Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers))

    Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers)) exempton notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 1 April 2013

    Securities Act (Renewals and Variations)

    Securities Act (Renewals and Variations) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 1 October 2012

    Securities Act (Brokers)

    Securities Act (Brokers) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 20 December 2011

    Securities Act (Directors’ Certificates—Collective Investment Schemes)

    Securities Act (Directors’ Certificates—Collective Investment Schemes) - expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 27 August 2010

    Securities Act (Endace Limited)

    Securities Act (Endace Limited) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page