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Found 6589 results. Displaying page 2 of 440

1. 1 October 2013

   Securities Act (Southland Building Society)

   Securities Act (Southland Building Society) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 29 March 2013

   Financial Reporting Act (Overseas Companies)

   Financial Reporting Act (Overseas Companies) Exemption Notice 2013 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 29 April 2011

   Futures Contracts (The Bank of New York Mellon)

   Futures Contracts (The Bank of New York Mellon) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 1 October 2012

   Securities Act (Advertisements Containing Financial Advice)

   Securities Act (Advertisements Containing Financial Advice) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 23 December 2011

   Securities Act (The NP Equity Group Limited)

   Securities Act (The NP Equity Group Limited) - expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 10 December 2010

   Securities Act (Australia and New Zealand Banking Group Limited - Australian Bank Accounts)

   Securities Act (Australia and New Zealand Banking Group Limited - Australian Bank Accounts) - expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 25 February 2011

   Securities Act (Employee Share Purchase Schemes - Listed Companies)

   Securities Act (Employee Share Purchase Schemes - Listed Companies) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 28 May 2015

   Securities Act (Short Form Prospectus)

   Securities Act (Short Form Prospectus)

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 23 April 2015

   New guide to bank capital notes aims to boost consumer understanding

   FMA encourages consumers who are considering investing in bank capital notes to read its new guide on this type of investment product.

   Tags

   Capital notes, Media release, Ways to invest, Investing, Consumer, News & Insights

   Type

   Page

10. 2 June 2015

    Statement from the joint regulators of the NZClear system

    NZClear is a designated settlement system and consequently subject to Part 5C of the Reserve Bank of New Zealand Act 1989 (‘RBNZ Act’).

    Tags

    Governance, Media release, FMA, News & Insights

    Type

    Page

11. 29 February 2008

    Securities Act (Overseas Employee Share Purchase Schemes)

    Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 28 March 2003

    Securities Act (Overseas Employee Share Purchase Schemes)

    Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 9 October 2015

    Second SPGI director pleads guilty to FMA charges

    Company director, Mark Andrew Turnock, has pleaded guilty to a charge brought by the FMA, relating to his involvement as director of SPGI. Read more.

    Tags

    Cases, Media release, News & Insights, Enforcement

    Type

    Page, Financial reporting

14. 17 November 2015

    Financial Markets Conduct (Coats Group plc Sale Facility)

    Financial Markets Conduct (Coats Group plc Sale Facility) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 1 December 2016

    Financial Markets Conduct (Rabo Capital Securities Limited) Exemption Notice 2016

    Financial Markets Conduct (Rabo Capital Securities Limited) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page