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Found 6068 results. Displaying page 402 of 405

1. 13 December 2013

   Securities Act (Overseas Employee Share Purchase Schemes)

   Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 31 August 2022

   Securities Act (Amalgamations)

   Securities Act (Amalgamations) - expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 1 February 2013

   Halcyon Offshore Asset Management

   Halcyon Offshore Asset Management is a suspected scam

   Tags

   Suspected scam, Scams

   Type

   Page

4. 22 March 2019

   www.redsolarcapital.com

   FMA warns that the website www.redsolarcapital.com is not associated with or operated by Red Solar Capital Limited, which is registered and licensed in Hong Kong.

   Tags

   Suspected scam, Scams

   Type

   Page

5. 10 April 2017

   Consultation paper: Proposed transitional relief for non-NZX brokers to allow limited use of buffers

   Consultation paper: Proposed transitional relief for non-NZX brokers to allow limited use of buffers. The proposal is to exempt these brokers for a transitional period (until November 2020) from the requirement to keep client money and property in a separate account from their own money and property.

   Tags

   Consultations, Roles, Business, Market operator

   Type

   Page

6. 21 March 2018

   Mahi-FX

   Mahi-FX is not a New Zealand registered company and are not associated with, nor an authorised representative of, MahiFX Limited.

   Tags

   Investor warning, Unregistered business, Consumer

   Type

   Page

7. 15 May 2018

   Rostones

   Rostones is not a New Zealand registered company and is not associated with, nor an authorised representative of, Rostones Group Limited.

   Tags

   Unregistered business, Investor warning, Consumer, Scams

   Type

   Page

8. 1 July 2021

   Expand Asset Global Limited

   Expand Asset Global Limited is not licensed or registered in NZ.

   Tags

   Investor warning, Unregistered business, Consumer

   Type

   Page

9. 18 May 2018

   FMA campaign to connect young women with KiwiSaver

   The FMA has developed a KiwiSaver health checker tool to help people answer four important questions about their account.

   Tags

   KiwiSaver providers, Campaigns, Media release, Roles, Investing, Business, Consumer, Managed investment schemes, News & Insights

   Type

   Page

10. 16 June 2023

    Securities Act (Eligible Service Superannuation Schemes)

    Securities Act (Eligible Service Superannuation Schemes) expired exemption notice 2016 Nov 30

    Tags

    Exemptions, Business

    Type

    Page

11. 1 October 2002

    Securities Act (Authorised Futures Contracts)

    Securities Act (Authorised Futures Contracts) This notices replaces the Securities Act (Authorised Futures Contracts) Exemption Notice 1997 (the 1997 notice).

    Tags

    Exemptions, Business

    Type

    Page

12. 1 August 2008

    Securities Act (Venture Capital Schemes)

    Securities Act (Venture Capital Schemes) expired exemption notice

    Tags

    Exemptions, Business

    Type

    Page

13. 23 July 2004

    Securities Act (Employer Superannuation Schemes)

    Securities Act (Employer Superannuation Schemes) expired exemption notice on 2014 July 31.
    

    Tags

    Exemptions, Business

    Type

    Page

14. 2 June 2023

    Auditor Oversight Committee

    Tags

    Type

    Page

15. 18 January 2018

    phuei-century.com

    There is no connection between the website www.phuei-century.com and Puhuei Century Limited nor are the activities of the website subject to regulation in New Zealand.

    Tags

    Investor warning, Consumer

    Type

    Page