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Found 2364 results. Displaying page 23 of 158

  1. 30 September 2020

    CTX Prime

    CTX Prime could be involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 12 November 2018

    CCM Clearing Limited

    CCM Clearing Limited is not a registered financial service provider in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 6 March 2014

    Contributory mortgage broker pleads guilty

    Prudential Mortgage Limited, a contributory mortgage broking firm, has been convicted and fined $2,000 for failing to deliver its annual report to the Registrar of Companies by 30 June 2013. Prudential pleaded guilty to the charge laid by the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page, Financial reporting

  5. 21 September 2015

    Murray Alcock and Allister Knight - SPI

    This criminal proceeding relates to allegations that Murray Alcock and Allister Knight, as Directors of SPI Capital Limited and SPI Property Limited, failed to deliver financial statements to the Registrar of Companies under ss 18(1) & 38(b) Financial Reporting Act 1993.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  6. 30 September 2020

    Bitcoin System

    Bitcoin System could be involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 4 March 2021

    Peer-to-peer lending and crowdfunding 2020 data published

    New Zealand’s peer-to-peer lending (P2P) and equity crowdfunding sectors experienced steady growth in the last year, according to data from the Financial Markets Authority (FMA).
    Tags
    Crowdfunding providers, FMC Act, Roles, Legislation, Media release, Business, News & Insights, Peer-to-peer lending service providers
    Type
    Page

  9. 25 June 2018

    Consultation paper: Proposed exemption from requirement to name assets

    Consultation paper: Proposed class exemption from requirement to name assets. Proposed class exemption from having to disclose the names of individual borrowers to investors provided other relevant information has been disclosed.
    Tags
    Managed investment schemes, Supervisor, Consultations, Roles, Business
    Type
    Page

  10. 4 March 2011

    Nathans' Director Pleads Guilty to Securities Commission Charges

    John Hotchin, a former director of Nathans Finance NZ Limited (in receivership) ('Nathans') has pleaded guilty to three charges laid by the Securities Commission under section 58 of the Securities Act 1978. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 20 May 2014

    Middle-income earners much more confident in New Zealand’s financial markets

    A Financial Markets Authority survey of New Zealanders’ attitudes to financial markets, released today, has found confidence in our financial markets is growing. Overall confidence has risen five points to 59 percent from 54 percent in 2013.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  12. 25 July 2016

    Consultation paper: Reviews of the Financial Markets Authority funding and the Financial Markets Authority levy

    Consultation paper: Reviews of the Financial Markets Authority funding and the Financial Markets Authority levy. We are seeking views on the proposals to provide class exemptions which provide co-operative companies and industrial and provident societies a lighter path of compliance with the Financial Markets Conduct Act 2013 (FMC Act) when they offer their members shares of minimal value.
    Tags
    Consultations, Business, FMA
    Type
    Page

  13. 12 April 2012

    FMA calls for submissions on exemption reviews

    The Financial Markets Authority is seeking submissions from market participants, investors, representatives and advisers on review of 44 class exemption notices due to expire later this year.
    Tags
    Media release, News & Insights
    Type
    Page

  14. 18 January 2023

    FMA appoints Stuart Johnson to new Chief Economist role

    We have appointed Stuart Johnson to the newly created role of Chief Economist. Stuart joins the FMA from London, UK, where he has been Head of Behavioural Economics, Conduct Risk and Customer Experience, at major international banking and insurance firms since 2015.
    Tags
    Media release, News & Insights
    Type
    Page