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Found 2364 results. Displaying page 15 of 158

1. 2 May 2015

   Consultation: Investor acknowledgement and warning for the $750,000 minimum investment wholesale investor exclusion

   This consultation is for: Wholesale investors, banks, brokers, issuers, legal advisers. It aims to test whether an exemption to the investor acknowledgement and warning requirements
   of the $750,000 minimum investment exclusion is needed in particular circumstances.
   
   

   Tags

   Consultations, FMC Act, Legislation, Business

   Type

   PDF

2. 11 July 2007

   Mondelez New Zealand

   Mondelez New Zealand is a KiwiSaver exempt employer

   Tags

   KiwiSaver Exempt Employer, Business

   Type

   Page

3. 20 June 2007

   SCA Hygiene Australasia Limited

   SCA Hygiene Australasia Limited is a KiwiSaver exempt employer

   Tags

   KiwiSaver Exempt Employer, Business

   Type

   Page

4. 10 August 2007

   VIP Plastic Packaging (NZ) Limited

   VIP Plastic Packaging (NZ) Limited is KiwiSaver exempt employer

   Tags

   KiwiSaver Exempt Employer, Business

   Type

   Page

5. 26 March 2020

   Implementation of New Zealand’s new financial advice regime has been delayed until early 2021

   The Government has delayed the start date for the new financial advice regime from June 29, 2020 to early next year, 2021. This means that the transitional licensing application window will also be extended until then.

   Tags

   COVID-19, New Financial Advice regime, Financial Services Legislation Amendment Act (FSLAA), Business, News & Insights

   Type

   Page

6. 24 November 2020

   Consultation: Proposed standard conditions for financial advice provider full licences and classes of financial advice service

   In preparation for full licensing, we are consulting on the proposed classes of licence and the standard conditions to be imposed on full licences.

   Tags

   Financial Advice Provider, Consultations, Roles, Standard conditions, Financial Services Legislation Amendment Act (FSLAA), Licensing & registration, Business

   Type

   Page

7. 31 May 2023

   Consultation paper Renewal of class exemption for same class offers ASX NZX quoted financial products

   Consultation paper for Renewal of class exemption for same class offers ASX/NZX-quoted financial products.

   Tags

   Business

   Type

   PDF, Consultation

8. 31 May 2023

   Feedback form Renewal of class exemption for same class offers

   Feedback form for Consultation: Renewal of class exemption for same class offers ASX/NZX-quoted financial products.

   Tags

   Type

   Word document, Consultation, Feedback form

9. 28 April 2017

   Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2017

   Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2017

   Tags

   Exemptions, Business

   Type

   Page

10. 9 December 2020

    Consultation on the proposed standard conditions for financial advice provider full licences and classes of financial advice service - summary of key themes

    Summary of key themes: Consultation on the proposed standard conditions for financial advice provider full licences and classes of financial advice service

    Tags

    Financial Advice Provider, Consultations, Roles, Business

    Type

    PDF

11. 10 December 2015

    Consultation Class designation of shares to MIPs in an MIS

    This consultation is for offerors, managers, supervisors, investors, legal advisers and interested parties. It aims to: gain feedback on the impact of class designations that would treat shares as managed investment products in a managed investment scheme.
    

    Tags

    Consultations, Roles, Business, Managed investment schemes

    Type

    PDF

12. 7 December 2012

    Class exemption review final consultation paper

    In this paper we provide an update and seek submissions on proposals relating to the review the Financial Markets Authority (FMA, or we) are undertaking on 17 class exemption notices - December 2012.

    Tags

    Exemptions, Business

    Type

    PDF

13. 17 May 2016

    Consultation: Class exemption for property schemes

    Consultation to address the specific characteristics of property schemes (MIS) that recognises that full compliance with some specific requirements may be unnecessary and overly burdensome.

    Tags

    Roles, Consultations, Business, Supervisor

    Type

    PDF

14. 24 March 2010

    KiwiSaver distribution and disclosure guideline

    Guidance note: KiwiSaver distribution and disclosure, March 2010

    Tags

    KiwiSaver providers, Obligations, Roles, Business, Managed investment schemes

    Type

    PDF, Guidance

15. 14 October 2015

    Presentation by Liam Mason to INFINZ annual conference October 2015

    Liam Mason's presentation to INFINZ annual conference, Auckland, 14 October 2015

    Tags

    Speeches and presentations , News & Insights

    Type

    PDF