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Found 2364 results. Displaying page 140 of 158

  1. 30 May 2022

    Financial Markets Conduct (Haleon plc) Exemption Notice 2022

    The Financial Markets Conduct (Haleon plc) Exemption Notice 2022 exempts GlaxoSmithKline plc (GSK) and Haleon plc (Haleon) from the obligations in Part 3 (Disclosure of offers of financial products) of the Financial Markets Conduct Act 2013.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  4. 22 May 2012

    Cold-calling share scam

    New Zealand investors are in danger of being fleeced by a sophisticated new cold-calling share scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 23 May 2023

    FMA files criminal charges against Yuen Pok (Paul) Loo

    FMA has filed criminal charges against Yuen Pok (Paul) Loo following offences under financial markets legislation.
    Tags
    Media release, Cases, Enforceable undertaking, Powers, News & Insights, Enforcement
    Type
    Page

  7. 8 July 2011

    Share Buyers Limited (Share Buyers)

    We make the following order against Share Buyers and Share Buyers Associates.
    Tags
    Cases, Direction Order, Powers, Enforcement
    Type
    Page

  9. 17 March 2011

    Commission Warns About More Unsolicited Offers

    The Securities Commission is alerting investors to be wary of further unsolicited offers from NZ Investment Securities LP for Vector Limited shares and Carlyle Securities LP for Contact Energy shares.
    Tags
    Scams
    Type
    Page

  10. 1 May 2023

    Matū Group DBG

    Matū Group; Matū Karihi (GP) Limited; Matū Karihi LP; Matū Nominees Limited; Matū Group Limited are designated business groups (DBG)
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  12. 19 July 2021

    www.rockfortmarket.net

    The FMA is concerned that www.rockfortmarket.net could be involved in a scam.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  13. 4 September 2020

    Rockfort Markets Limited

    Rockfort Markets Limited (formerly GPP Markets Limited) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 26 May 2023

    PTWealthManagement – imposter websites

    We recommend exercising caution when dealing with PTWealthManagement.com and PTWealthManagementLTD.com.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page