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  1. 31 May 2024

    FAP regulatory returns

    All licensed FAPs are required to complete and submit an annual regulatory return. The regulatory return is a series of questions to obtain an up-to-date understanding of the nature, size and complexity of your financial advice provider service. This page provides you with information relevant to your annual regulatory return.
    Tags
    Authorised body under a FAP, Financial Advice Provider, Roles, Business
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  2. 14 December 2023

    Reports

    The FMA publishes a range of different research papers, reports and thematic reviews every year covering a range of topics from regulation updates to research or white papers that are relevant to market participants. View a full list of our published reports and papers on this page.
    Tags
    Reports and Papers, News & Insights
    Type
    Page

  3. 7 June 2024

    Scam basics

    This FMA webpage talks about types of scams, how to avoid being scammed, how to report a scam, COVID-19 scams and how to have a scam warning removed.
    Tags
    Consumer, Scams
    Type
    Page

  4. 11 September 2023

    World Investor Week 2023

    The New Zealand theme for World Investor Week 2023 is ethical investing, aiming to empower investors to confidently make investing decisions that are aligned with their values.
    Tags
    Investing, Campaigns, World Investor Week, Campaigns, Consumer, News & Insights
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    Page

  5. 11 June 2024

    FMA opens consultation on proposed standard conditions for Derivatives Issuers

    The FMA is seeking feedback on potential changes to the standard conditions imposed on Derivative Issuer (DI) licences. The changes relate to leverage and the suitability of investors for derivative trading.
    Tags
    Media release, Derivative Issuer, Consultations, Roles, Compliance, Business, News & Insights
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    Page

  6. 14 June 2024

    FMA provides additional support to smaller firms for CoFI licensing

    The FMA has today published an information sheet specifically for smaller firms to assist in establishing and maintaining a Fair Conduct Programme (FCP) and applying for a Financial Institution (CoFI) licence.
    Tags
    Media release, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business, News & Insights
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    Page

  7. 18 June 2024

    Climate Reporting Entities (CREs)

    The New Zealand government has introduced a new regime making climate-related disclosures mandatory for some organisations. Organisations covered (known as Climate Related Entities or CREs) will have to make annual disclosures covering governance arrangements, risk management, strategies and metrics and targets for mitigating and adapting to climate change impacts. The requirement applies to the larger publicly listed companies, big insurers, banks, non-bank deposit takers and investment managers. Read more on the FMA website.
    Tags
    Climate related disclosure, Climate Reporting Entities, Business
    Type
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  8. 31 January 2024

    People & leadership

    Welcome to the FMA. This page introduces the FMA's executive leadership team and staff policies.
    Tags
    FMA executive team, FMA
    Type
    Page

  9. 26 June 2024

    KiwiSaver statements help you plan for tomorrow

    Now is the time to check your KiwiSaver statement. It will arrive in the letter box, email, or via your provider’s KiwiSaver app. Don’t put it in a drawer! It’s not a bill, it’s a tool to help you plan.
    Tags
    Article, KiwiSaver & Superannuation, Opinion, Consumer, News & Insights
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  10. 2 July 2024

    Booster Investment Management Limited

    The FMA filed civil proceedings against Booster Investment Management Limited (BIML), a wholly owned subsidiary of Booster Financial Services Limited.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  11. 23 April 2024

    Finance professionals

    The business pages provide financial market participants with guidance and information to fulfil your ongoing licence and regulatory obligations.
    Tags
    Compliance, Business, FMA
    Type
    Page

  12. 3 July 2024

    News & Insights

    This section of the FMA website includes all news issued by the FMA including media releases; reports and papers; speeches; research papers; articles and opinion pieces.
    Tags
    News & Insights
    Type
    Page

  15. 16 August 2013

    Dominion Finance directors sentenced

    Vance Eric Arkinstall, Richard Gilbert Bettle, and Paul Winston Forsyth were sentenced to home detention, community work and ordered to pay reparations. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page