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  5. 20 September 2023

    KiwiSaver Annual Report

    The KiwiSaver Annual report 2023 summarises our activities as a regulator relating to KiwiSaver during the previous financial year. 
    Tags
    Roles, Reports and Papers, KiwiSaver providers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  6. 2 April 2024

    NZX Notices archive

    See here the list of notices issued by FMA under Financial Market Conduct Act (FMCA).
    Tags
    Type
    Page, Notice

  7. 21 July 2023

    Oceania Natural Limited (ONL) and associated individuals

    FMA alleged breaches of market manipulation prohibitions and the disclosure obligations in the Financial Markets Conduct Act 2013. Read more.
    Tags
    Market manipulation, Court – civil, Powers, Enforcement
    Type
    Page

  8. 18 December 2015

    Excelsior Markets Limited (Excelsior)

    FMA considered Excelsior's New Zealand FSP registration to be misleading. and directed that it be deregistered as an FSP.
    Tags
    Licence cancellation, Powers, Enforcement
    Type
    Page

  9. 1 May 2024

    No rest for the scammed: Recovery room fraudsters prey on past victims

    A recovery room scam is a form of ‘advance fee’ scam, where money is requested before funds can be returned. Targets of these scams are those who have already been a victim of a scam.
    Tags
    Real life scam stories, News, Consumer, News & Insights, Scams
    Type
    Page

  10. 21 July 2022

    Regulatory approach

    We expect all market participants to pursue the objectives and spirit of regulation rather than the letter of the law. We supervise and monitor market participants in line with our statutory objectives. We supervise and monitor market participants in line with our statutory objectives. Where we see misconduct in financial markets, we seek to hold those responsible to account. These pages provide you more information on our regulatory and enforcement approach.
    Tags
    Regulation, Regulatory cooperation, Business, FMA
    Type
    Page

  11. 4 March 2020

    Foreign exchange trading

    Forex trading is the buying and selling of foreign currencies. People trade in forex either to try to make a quick profit by betting on the changing value of a currency or to provide certainty about the cost of future foreign currency payments (called ‘hedging’).The risk of online foreign exchange trading is high. We regularly receive complaints and enquiries from consumers who have lost money in online forex trading. Find out more about the risks and returns here.
    Tags
    Foreign exchange, Ways to invest, Investing, Consumer
    Type
    Page

  12. 1 March 2021

    Property syndicates

    Joining a property syndicate can be an easy way to get into the property market, but there can be significant risk involved. Learn more before you start.
    Tags
    Property syndicates, Ways to invest, Investing, Consumer
    Type
    Page

  13. 10 October 2022

    Ethical investing

    Ethical investing, responsible investing, green finance, sustainable investing, social investing, ESG. Whatever you call it, many of us are keen to align our investment choices to our values. But before you jump in because an investment claims to be ‘ethical’, take a deeper look at what you’re investing in and other factors you may need to consider.
    Tags
    Bonds, Ways to invest, Investing, Consumer
    Type
    Page

  14. 9 August 2023

    KiwiSaver default funds

    The New Zealand Government has recently announced new providers of KiwiSaver default funds, to enhance the financial wellbeing of default KiwiSaver members in retirement. See more information from the Ministry of Business, Innovation and Employment (MBIE) on this page.
    Tags
    Consumer
    Type
    Page

  15. 30 May 2024

    FMA publishes first monitoring insights report into Financial Advice Providers

    The FMA today published its first monitoring report of the new financial advice regime. The report shows how a range of Financial Advice Providers (FAPs) responded to the obligations and licensing requirements under the new regime introduced during the transitional period in 2021, and fully effective from March 2023.
    Tags
    Media release, Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Roles, Business, News & Insights, Nominated representatives
    Type
    Page