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Found 2364 results. Displaying page 78 of 158

  3. 6 October 2021

    Adviser profile – Christine Hay on her FAP licensing journey

    Christine Hay, sole adviser for and Managing Director of Hawke’s Bay financial advice provider, Financial Sense Limited talkks to the FMA about becoming a fully licensed financial advice provider.
    Tags
    Licensing & registration, Roles, Financial Advice Provider, Article, Business, News & Insights
    Type
    Page

  5. 16 November 2022

    FMA finds continuing improvements to audit quality

    FMA releases Audit Quality Monitoring Report for 2021/22, Findings show that audit firms have improved their record keeping.
    Tags
    Auditors, Media release, Reports and Papers, Roles, Directors, Business, News & Insights
    Type
    Page

  7. 5 December 2022

    How to identify a product disclosure statement (PDS) or prospectus scam

    FMA has issued this article about how to identify and avoid PDS or prospectus scams as a result of an increase in fake investment documents targeting New Zealand investors.
    Tags
    Investor information, Suspected scam, Article, Consumer, News & Insights, Scams
    Type
    Page

  8. 23 August 2022

    Banks and insurers have work cut out with CoFI

    Clare Bolingford outlines what banks, insurers and non-bank deposit takers need to do to prepare for the CoFI regime.
    Tags
    Banking, Insurance Providers, Opinion, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business, News & Insights
    Type
    Page

  10. 15 July 2021

    Match! Jane met scammer on dating app and lost over $100,000

    Jane contacted the FMA in June 2021 to report a serious investment scam that had cost her more than $100,000. The scammer initially matched with Jane on popular dating app, Hinge, in March. After months of chatting, he lured her into a complicated investment scam involving supposed forex currency trading. Here’s her story.
    Tags
    Consumer, Scams
    Type
    Page

  11. 8 June 2017

    Vivier and Company Limited (Vivier)

    FMA considered Vivier’s New Zealand FSP registration to be misleading as all its services were mostly in Europe and directed that Vivier be deregistered as an FSP. Read more.
    Tags
    Enforcement
    Type
    Page

  12. 22 July 2015

    Lombard Finance & Investments

    The breaches relate to Lombard's failure to disclose information to the market, such as loan book quality and liquidity, regarding the performance of its finance company subsidiary Lombard Finance and Investments Limited (LFIL). Read more.
    Tags
    Enforcement
    Type
    Page

  13. 1 September 2013

    Cover Capital Partners

    Offers financial services in NZ without appropriate registration and has false advertising on their website.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  14. 15 November 2019

    Profitix, Enigma GRC Limited and True Capital Pro

    We recommend exercising caution before dealing with Profitix, Enigma GRC Limited and True Capital Pro as all entities are not listed on the FSPR and are not incorporated in New Zealand.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page

  15. 9 September 2019

    Christoph Feymann Capital

    We have received complaints about unreasonable withholding of client funds by Christoph Feymann Capital. It is not registered as a financial service provider in New Zealand, therefore, it is not permitted to provide financial services to New Zealand residents.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page