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Found 2363 results. Displaying page 8 of 158

  1. 14 May 2014

    FMA seeks comments on proposed class exemption to apply to initial public offers

    Consultation paper: FMA seeks comments on proposed class exemption to apply to initial public offers. The Financial Markets Authority (FMA) is planning to consult on a proposed class exemption for firms making initial public offers (IPOs). Read more.
    Tags
    Offer information, Consultations, Exemptions, Business
    Type
    Page

  4. 30 September 2016

    Plus500AU Pty Ltd

    Plus500AU Pty Ltd, FSP486026, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  5. 30 March 2020

    Hardship withdrawals a last resort – Rob Everett

    The FMA is concerned about a spike in people making hardship withdrawals from their KiwiSaver accounts during the Covid-19 outbreak.
    Tags
    COVID-19, Consumer, News & Insights
    Type
    Page

  6. 10 September 2019

    TradeLTD

    The FMA recommends exercising caution before dealing with TradeLTD and the website
    www.tracleltd .co m as TradeLTD is not listed on the FSPR and Is not an incorporated company in New Zealand. Individuals from TradeLTD have been contacting New Zealand residents with investment offers and withholding client funds. This has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  7. 28 November 2018

    Brian John Ferguson (FSP155185)

    Mr Ferguson (FSP155185) contravened section 34 of the Financial Advisers Act 2008 (FA Act) by copying and pasting client signatures in insurance policy documents.
    Tags
    Scams
    Type
    Page

  12. 11 August 2022

    Grant David HASSELL (FSP1003056)

    Grant David HASSELL (FSP1003056) is a licenced independent trustee
    Tags
    Independent trustee, Roles, Licensed entity, Business
    Type
    Page