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Found 4300 results. Displaying page 7 of 287

  2. 11 October 2023

    Saltaire Finance - Unregistered business, unsolicited offers

    We are aware that a representative from saltairefinanceplc.com has made unsolicited contact to a New Zealand resident and offered investment in shares. The Financial Markets Conduct Act 2013 prohibits unsolicited offers of financial products.
    Tags
    Investor warning, Consumer
    Type
    Page

  4. 25 October 2023

    Fixed Rate Options – Social media advertising harvesting investor details

    We are concerned that advertisements from “Fixed Rate Options” appearing in social media feeds may be connected to a scam. The advertisements claim to help consumers discover the “top five performing fixed term deposits in 2023”.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  6. 4 December 2023

    NZ Best Rates - Comparison website harvesting investor details

    We are concerned that NZ Best Rates may be operating a scam. NZ Best Rates's website claims to offer a way to compare and find the best term deposit rates in New Zealand, while also providing information on choosing term deposits.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  7. 26 January 2024

    Investing New Zealand - Comparison site harvesting investor details

    We are concerned that Investing New Zealand may be operating a scam. It operates a website claiming to compare term deposit rates which states it offers “deposit protection up to $100,000 NZD per investment”, however no such scheme is currently offered in New Zealand.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  8. 26 January 2024

    Get Paid by Fixed Rate - Comparison site harvesting investor details

    Scam alert - Get Paid by Fixed Rate. The website claims to explore the best fixed term deposit rates and that deposits are protected under the ‘financial compensation scheme’. No such scheme is offered in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 27 February 2024

    Nisha Sairul SHAH

    Nisha Sairul SHAH is an AML/CFT reporting entity.

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    Type
    Page

  11. 28 February 2024

    Rajnish Kumar RAI

    Rajnish Kumar RAI is an AML/CFT reporting entity.

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    Type
    Page

  12. 3 May 2016

    FMA issues formal warning to Craigs

    The Financial Markets Authority (FMA) has today issued a formal warning to Craigs Investment Partners Limited (Craigs) under section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the AML/CFT Act).
    Tags
    AML/CFT, Roles, Media release, Business, News & Insights
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  13. 25 March 2024

    CBL managing director Peter Harris admits continuous disclosure and fair dealing contraventions and agrees Enforceable Undertaking

    The FMA has reached agreement with former CBL Corporation Limited (In Liquidation) (CBLC) managing director Peter Harris on claims relating to continuous disclosure breaches and misleading conduct (the Continuous Disclosure Proceeding). 
    Tags
    Media release, Enforceable undertaking, Powers, Financial Institutions, Business, News & Insights, Enforcement
    Type
    Page