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  1. 21 September 2023

    Consultation: Proposed liquidity risk management guidance

    Have your say on proposed liquidity risk management guidance outlining the essential features of effective liquidity risk management for MIS managers. Submissions close 10 November 2023.
    Tags
    Consultations, Roles, Business, Managed investment schemes, Supervisor
    Type
    Page

  2. 6 June 2011

    Zero Commission NZ Limited

    FMA asked Zero for an enforceable undertaking and to include a statement provided by FMA at the beginning of the unsolicited offers to ensure that investors make an informed decision. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  3. 5 October 2023

    Barry Kloogh (Financial Planning Limited and Impact Enterprises Limited)

    Mr Kloogh was offering brokering services to clients through the first defendant, Financial Planning Ltd, and the second defendant, Impact Enterprises Ltd, although neither they nor he was registered to offer broking services. The FMA referred the matter to the Serious Fraud Office.
    Tags
    Court – criminal, Licence cancellation, Powers, Enforcement
    Type
    Page

  4. 10 March 2023

    Financial Services Legislation Amendment Act 2019 (FSLAA)

    The Financial Services Legislation Amendment Act 2019 (FSLAA) introduces a new framework for giving financial advice in New Zealand. Read a summary of the changes, the FMA's role, who needs a licence and get information on how to apply for a licence on these pages.
    Tags
    Compliance, New Financial Advice regime, Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Roles, Business, Interposed persons under new financial advice regime, Nominated representatives
    Type
    Page

  6. 6 September 2023

    KiwiSaver

    KiwiSaver is a voluntary work-based savings scheme set up by the Government to encourage New Zealanders to prepare for retirement.This page helps you understand KiwiSaver so that you can make informed investment decisions.
    Tags
    KiwiSaver & Superannuation, Consumer
    Type
    Page

  7. 15 March 2021

    Guide to switching your KiwiSaver provider

    FMA guide to switching your KiwiSaver provider.
    Tags
    Managed funds, KiwiSaver & Superannuation, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  9. 15 March 2021

    How do I find an adviser?

    There are a number of ways you can choose a Financial Advice Provider. The key is to know what you want to achieve from that advice, then do your homework to make sure you choose a Financial Advice Provider who meets your needs.
    Tags
    Financial advice, Get advice, Mortgage advice, Insurance advice, Investment advice, Investing, Consumer
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    Page

  11. 4 February 2020

    KiwiSaver projections

    We can help you understand how your KiwiSaver savings projection might calculated. From April 2020, your personal annual KiwiSaver statement will show you what your KiwiSaver savings may be worth at age 65.
    Tags
    Investing, KiwiSaver & Superannuation, Consumer
    Type
    Page

  14. 9 August 2023

    KiwiSaver default funds

    The New Zealand Government has recently announced new providers of KiwiSaver default funds, to enhance the financial wellbeing of default KiwiSaver members in retirement. See more information from the Ministry of Business, Innovation and Employment (MBIE) on this page.
    Tags
    Consumer
    Type
    Page

  15. 30 May 2024

    FMA publishes first monitoring insights report into Financial Advice Providers

    The FMA today published its first monitoring report of the new financial advice regime. The report shows how a range of Financial Advice Providers (FAPs) responded to the obligations and licensing requirements under the new regime introduced during the transitional period in 2021, and fully effective from March 2023.
    Tags
    Media release, Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Roles, Business, News & Insights, Nominated representatives
    Type
    Page