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  1. 25 September 2023

    '5 mins with the FMA' podcast #8: KiwiSaver Annual Report - 2023

    In this 5 mins with the FMA episode, we look at the latest KiwiSaver Annual Report, with John Horner, Director of Markets, Investors and Reporting at the FMA.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Podcast

  2. 4 October 2023

    FMA publishes final Climate Related Disclosures regime record keeping guidance

    Media release from the FMA announcing release of final guidance for Climate Reporting Entities (CREs) on meeting their record keeping obligations.
    Tags
    Media release, Climate related disclosure, Climate Reporting Entities, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Guidance

  3. 4 October 2023

    Guidance for keeping proper climate-related disclosure records

    This guidance note is intended to help climate reporting entities (CREs) meet their statutory requirement to keep proper climate-related disclosure records at all times.
    Tags
    Climate related disclosure, Climate Reporting Entities, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Guidance

  7. 1 November 2023

    Former financial adviser pleads guilty to dishonesty offences

    The FMA charged a former financial adviser with multiple dishonesty offences following an investigation into her conduct. 
    Tags
    Media release, Enforceable undertaking, Powers, Financial Adviser, Investigations, Roles, Business, News & Insights, Enforcement
    Type
    Page

  8. 12 October 2023

    Unregistered businesses

    The FMA publishes the names of unregistered businesses that have been reported as offering financial services to New Zealanders.
    Tags
    Investor warning, Consumer
    Type
    Page

  11. 15 November 2023

    FMA opens consultation on fair outcomes for consumers and markets

    FMA has opened consultation on its approach to outcomes focused regulation, including the fair outcomes for consumers and markets it wants to see financial service providers focus on. The FMA welcomes feedback from all its stakeholders. 
    Tags
    Media release, Conduct, Business, News & Insights
    Type
    Page

  14. 20 June 2023

    Consultation: Proposed exemptions for CREs in liquidation, receivership, or voluntary administration

    The FMA is considering a class exemption to provide relief from climate reporting duties for CREs that are in liquidation, receivership, or voluntary administration. Submissions close 20 July 2023.
    Tags
    Consultations, Authorised body under a FAP, Banking, Ethical finance, Insurance Providers, Climate related disclosure, Roles, Financial Institutions, Business, Managed investment schemes
    Type
    Page

  15. 5 December 2023

    FMA publishes 2023 annual report

    The FMA today published the FMA annual report for the year to 30 June 2023.
    Tags
    Media release, Business, FMA, News & Insights
    Type
    Page, Annual report, Corporate publications