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  3. 14 September 2011

    FMA lays charges against Belgrave directors

    FMA announced that it has laid 69 criminal charges against three people associated with failed finance company Belgrave Finance Ltd. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 25 March 2022

    FMA cautions investors about financeassistlimited.com

    WARNING: FMA recommends caution when dealing with.financeassistlimited.com as the FMA is concerned this website may be operating a scam.
    Tags
    Investing, Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  8. 11 September 2019

    The essentials of being a director (English version)

    This joint publication with the Institute of Directors is intended to provide company directors and prospective directors with a quick reference and overview of some of the key things they should think about.
    Tags
    Directors, Roles, Business
    Type
    Page

  9. 2 November 2020

    FMA opens consultation on guidance for KiwiSaver fees

    The FMA’s guidance sets out the regulatory approach to the requirement that KiwiSaver fees not be unreasonable.
    Tags
    Regulation, Media release, KiwiSaver providers, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page, Guidance

  11. 12 April 2012

    FMA calls for submissions on exemption reviews

    The Financial Markets Authority is seeking submissions from market participants, investors, representatives and advisers on review of 44 class exemption notices due to expire later this year.
    Tags
    Media release, News & Insights
    Type
    Page

  13. 8 September 2014

    FMA talking investment risk for Money Week

    The Financial Markets Authority (FMA) has announced its plans for this year's Money Week from October 13-19 2014. The FMA will be hosting a panel discussion to promote greater understanding of investment risk.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  15. 5 April 2012

    FMA publishes revised draft guidance on effective disclosure

    The Financial Markets Authority has published their revised draft guidance note for issuers, directors and advisers on preparation of effective disclosure documents.
    Tags
    Media release, News & Insights
    Type
    Page, Guidance