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  1. 2 May 2022

    Investor alert: false claims by Onyx Group Limited

    WARNING: We are concerned that Onyx Group Limited (‘Onyx’) is involved in a scam. We have received a complaint about this company cold-calling New Zealand residents offering pre-IPO shares* and unreasonably withholding client funds.
    Tags
    Shares, Ways to invest, Investing, Imposter website, International regulator alerts, Suspected scam, Consumer, Scams
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  2. 31 July 2014

    FMA issues first equity crowd funding licences

    The Financial Markets Authority today issued its first equity crowd funding licences under the Financial Markets Conduct Act 2013.
    Tags
    Crowdfunding providers, Media release, Roles, Business, News & Insights
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  3. 30 October 2013

    Disclosure documents need to improve

    A report by the Financial Markets Authority (FMA) into prospectuses and investment statements (disclosure documents) highlights the need for issuers to lift their game.
    Tags
    Media release, News & Insights
    Type
    Page

  5. 24 March 2011

    Whimp Partnerships Injuncted at Securities Commission's Request

    The High Court, on application from the Securities Commission, has granted interim injunctions to stop shares being transferred to limited partnerships associated with Mr Bernard Whimp. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  6. 28 July 2010

    Issuers Could Improve Corporate Governance Reporting

    The Securities Commission's latest review of corporate governance reporting shows that while most issuers are doing well, many need to improve their disclosures when it comes to ethical standards, directors and executive's remuneration, risk management, and shareholder and stakeholder relations.
    Tags
    Media release, News & Insights
    Type
    Page

  7. 5 October 2015

    FMA 2015 KiwiSaver report shows investment returns and withdrawals reach all-time highs

    The Financial Markets Authority’s (FMA) latest report into KiwiSaver activity shows funds flowing into KiwiSaver at an all-time high during the 12 months to 31 March 2015. Investment returns were the biggest component of positive fund flows while the level of withdrawals also increased to the largest level since KiwiSaver began.
    Tags
    KiwiSaver providers, KiwiSaver & Superannuation, Media release, Managed investment schemes, Roles, Business, Consumer, News & Insights
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    Page

  8. 11 December 2014

    FMA publishes its first medium-term strategic risk outlook

    FMA published its seven-point strategic risk outlook, identifying the areas where it will apply the majority of its regulatory effort in the medium-term. The priorities will direct the FMA’s work in licensing, supervision, compliance and enforcement.
    Tags
    Media release, FMA, News & Insights
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    Page

  9. 8 July 2014

    FMA issues New Zealand’s first licence for peer-to-peer lending services

    The Financial Markets Authority (FMA) has issued its first peer-to-peer lending service licence. Auckland-based Harmoney is the first provider of this new financial service, under the provisions of the Financial Markets Conduct Act 2013.
    Tags
    Peer-to-peer lending service providers, Media release, Roles, Business, News & Insights
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    Page

  11. 22 August 2018

    Haig, Lafferty & Partners

    Representatives of Haig, Lafferty & Partners are cold calling investors
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  12. 5 October 2020

    Investing Myth #2: 'KiwiSaver isn’t a real investment'

    Mary Holm debunks the myth, ‘KiwiSaver isn’t a real investment’ and talks about the difference between KiwiSaver and other managed funds on this page.
    Tags
    Investment basics, Investing, KiwiSaver & Superannuation, Consumer
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  13. 19 October 2020

    Howden Global Acquisition Group

    We are concerned Howden Global Acquisition Group is associated with United Commonwealth Financial Protection Board, an entity that we have published a warning about.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 6 August 2020

    KiwiSaver statements starting to help members take action

    A survey that the FMA has done shows that some KiwiSaver members who recalled seeing their projected lump sum planned to take some form of action. The most common planned action was increasing contributions.
    Tags
    Media release, KiwiSaver providers, KiwiSaver & Superannuation, Managed investment schemes, Roles, Business, Consumer, FMA, News & Insights
    Type
    Page