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  3. 15 November 2023

    Fair outcomes consultation feedback form

    Feedback form for Consultation: Fair Outcomes for Consumers and Markets. Submissions close on 1 March 2024
    Tags
    Type
    Word document, Feedback form

  4. 4 November 2016

    Minister announces more funding for FMA work

    The FMA has acknowledged the announcement by Commerce and Consumer Affairs Minister Paul Goldsmith of government approval to increase FMA funding. See Ministers announcement here.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  5. 9 February 2024

    Briefing to incoming Minister

    FMA redacted briefing to the Incoming Minister of Commerce and Consumer Affairs November 2023.
    Tags
    Minister release, FMA, News & Insights
    Type
    PDF

  7. 7 March 2024

    FMA files proceedings against Tower Limited for alleged fair dealing breaches

    FMA has filed civil proceedings against Tower Limited (Tower) for failing to apply multi policy discounts to eligible customers’ premiums, resulting in approximately $9.5 million* in overcharges.
    Tags
    Media release, Financial Advice Provider, Financial Institutions, Roles, Business, News & Insights, Enforcement
    Type
    Page

  8. 20 February 2024

    CAPITALGROUP (ENNIS) LIMITED

    CAPITALGROUP (ENNIS) LIMITED, CAPITALGROUP (19 ARGYLE) LIMITEDCAPITALGROUP (31 HARKER) LIMITED,
    CAPITALGROUP (37 CORONATION) LIMITED,
    CAPITALGROUP (44 NEWMARK) LIMITED,
    CAPITALGROUP (464 CASHEL) LIMITED,
    CAPITALGROUP (62 MILTON) LIMITED,
    CAPITALGROUP (AWA) LIMITED,
    CAPITALGROUP (DRURY) LIMITED,
    CAPITALGROUP (FEATHERSTON) LIMITED,
    CAPITALGROUP (FORGE1) LIMITED,
    CAPITALGROUP (MALVERN) LIMITED,
    CAPITALGROUP (SACKVILLE) LIMITED,
    CAPITALGROUP (SPEDDING) LIMITED,
    CAPITALGROUP (AIREDALE) LIMITED,
    CAPITALGROUP (OMOKOROA) LIMITED,
    CAPITALGROUP (HOPETOUN) LIMITED,
    CAPITALGROUP (ADDISON) LIMITED,
    CAPITALGROUP (CAMBRIDGE) LIMITED, CAPITALGROUP (POLLEN) LIMITED, CAPITALGROUP (WILLESTON) LIMITED, CAPITALGROUP (PEB) LIMITED, CAPITALGROUP (LOFTS) LIMITED, CAPITALGROUP (42 WOODVILLE) LIMITED, CAPITALGROUP (128 NEVILLE) LIMITED, CAPITALGROUP (62 BLETSOE) LIMITED, CAPITALGROUP (87 BARBOUR) LIMITED, CAPITALGROUP (21 HENDON) LIMITED
    are AML/CFT reporting entities."
    Tags
    Type
    Page

  9. 14 April 2021

    KiwiSaver performance fees

    This guidance note is intended for the managers and trustees of KiwiSaver schemes. It sets out the criteria against which FMA will assess the reasonableness of KiwiSaver performance fees.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  11. 19 March 2024

    Licensing application guide - Managed Investment Schemes (MIS) PART B3

    Your guide to applying for a Managed Investment Scheme (MIS) licence under the Financial Markets Conduct Act.
    All the questions you’ll be asked, the minimum standards you’ll need to show you meet, and information about the details and supporting documents you’ll need to provide.
    Please make sure you read this guide in conjunction with our ‘Part A’ licensing guide.
    Tags
    Licence guide, Roles, Licensing & registration, Business, Managed investment schemes
    Type
    PDF

  12. 2 April 2024

    FMA opens consultation on potential class exemption for certain green, social, sustainability, and sustainability-linked bonds

    FMA issues a consultation in response to industry request for a more efficient route to market for green, social and sustainability bonds.
    Tags
    Media release, Offer disclosure for equity and debt offers, Ethical finance, Offers of financial products, Managed Investment Schemes, Climate Reporting Entities, Roles, Business, News & Insights
    Type
    Page

  13. 27 July 2022

    FMA review of ethical investing claims in managed funds

    A review of 14 KiwiSaver and other managed funds to establish how well they are applying the FMA’s integrated financial product (IFP) guidance.
    Tags
    Roles, Ethical finance, Media release, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  14. 16 June 2022

    Update on the KiwiSaver default scheme provider change process

    May 2021, the Finance Minister and Minister of Finance and the Minister of Commerce and Consumer Affairs announced the 6 KiwiSaver providers who will offer default fund services from 1 December 2021.
    Tags
    KiwiSaver & Superannuation, Article, Consumer, News & Insights
    Type
    Page

  15. 29 August 2023

    Futurisk Insurance Limited DBG

    Futurisk Insurance Limited DBG is a designated business unit including Futurisk Insurance Limited, Futurisk Insurance (Kapiti) Limited, Futurisk Insurance (Waikato) Limited
    Tags
    Reporting entities, Business
    Type
    Page