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Found 4300 results. Displaying page 287 of 287

  1. 14 December 2023

    SGX-DT review report

    Findings from the FMA’s reviews of how well Singapore Exchange Derivatives Trading Limited (SGX-DT) is meeting its market operator obligations under the FMC Act 2013.
    Tags
    Reports and Papers, Roles, Derivative Issuer, Business, News & Insights, Market operator
    Type
    Page

  3. 4 March 2024

    J Rothschild – Imposter website, fake FMA documents

    The FMA has had a report about an imposter of J Rothschild contacting New Zealanders through Facebook offering investment opportunities. 
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  4. 15 July 2022

    GEK Property Management DBG

    GEK Property Management DBG including: Vulcan Mortgage (No. 3) Limited Partnership, Vulcan Mortgage Limited Partnership, Vulcan Mortgage (No. 2) Limited Partnership, GEK Property Management Limited, Mortgage Holdings Limited, and PFS Mortgage Portfolio Limited Partnership
    Tags
    Roles, AML/CFT, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  6. 11 April 2016

    Stephen Duff

    Stephen Duff (also known as Nick Duff) offered, and the FMA accepted, the attached Enforceable Undertaking pursuant to section 46 of the Financial Markets Authority Act 2011. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  7. 29 April 2024

    AML/CFT customer due diligence: Limited Partnerships 2024 and sole traders and partnerships 2022

    Businesses can take many forms and may vary in size and complexity. The AML/CFT customer due diligence: sole traders and partnerships fact sheet focuses on the three business types - Sole trader, partnership and limited partnership. The fact sheet should be read in conjunction with the beneficial ownership guideline.
    Tags
    AML/CFT, Roles, Business, News & Insights
    Type
    Page, Guidance

  8. 20 May 2024

    GOODMAN PROPERTY SERVICES (NZ) LIMITED

    GOODMAN PROPERTY SERVICES (NZ) LIMITED, FSP487465, is a licensed Managed Investment Scheme Manager.
    Tags
    Reporting entities, Managed Investment Schemes, Business
    Type
    Page

  10. 25 June 2024

    NZX Review Report

    NZX Review report outlines our annual review of how well NZX is meeting its statutory obligations. View the 2024 report along with previous reports on this page.
    Tags
    Roles, Reports and Papers, Business, Market operator, News & Insights
    Type
    Page, Report