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  1. 16 December 2020

    Complying with the prohibition on the notice of trusts on registers

    This information sheet explains the FMA’s expectations in regards to how issuers of regulated products can comply with the prohibition on the notice of trusts being entered on the register that is required to be kept by the issuer.
    Tags
    Roles, Offers of financial products, Derivative Issuer, Business
    Type
    Page, Guidance

  2. 1 March 2014

    Monitoring investment risk in KiwiSaver schemes

    Monitoring investment risk in KiwiSaver schemes guidance note is designed to assist Trustees of retail non-restricted KiwiSaver schemes (Trustees), in performing their functions effectively.
    Tags
    Supervisors, Roles, Business, Managed investment schemes
    Type
    Page, Guidance

  3. 3 July 2018

    Disclosure of significant accounting estimates information sheet

    The Disclosure of significant account estimates information sheet explains our expectations on disclosure of significant accounting estimates. It is part of our work on improving the overall quality of information being disclosed in financial statements.
    Tags
    Compliance, Auditors, Directors, Roles, Business, FMA
    Type
    Page, Financial reporting, Guidance

  4. 1 December 2014

    Financial Advisers Act exemptions guidance note

    Financial Advisers Act exemptions guidance note updates the November 2010 guidance note issued by the (then) Securities Commission. The approach to FAA exemptions remains largely the same and the section on fees has also been updated.
    Tags
    Financial advice, Independent trustee, Roles, Business, Consumer
    Type
    Page, Guidance, Financial reporting

  5. 18 September 2023

    Jecbit Finance Limited – Unregistered, Imposter website

    We recommend caution when dealing with Jecbit Finance Limited. It offers forex and cryptocurrency investments but is not registered to provide financial services in New Zealand. It falsely claims to be a registered company in New Zealand, using the address, NZ Business Number (NZBN) and other business registration details of another company, JEC Finance Limited.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  6. 20 September 2023

    KiwiSaver holds firm through volatility and reaches $94BN in March 2023

    The FMA’s latest KiwiSaver Annual report for the year to 31 March shows that KiwiSaver has held firm through a continuing period of market volatility. Total funds in KiwiSaver have grown again this year, by $4 billion, due to contributions of $10.5bn from members, employers, and government.
    Tags
    Media release, News & Insights
    Type
    Page

  13. 26 October 2023

    Releases from the Minister

    The FMA reports to the Minister of Commerce and Consumer Affairs. View the latest press releases from the Minister of Commerce and Consumer Affairs on the Beehive.govt.nz website.
    Tags
    Type
    Page

  14. 31 October 2023

    Climate-related Disclosures – Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Banking, Ethical finance, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  15. 31 October 2023

    Climate Related Disclosure Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Ethical finance, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes
    Type
    PDF