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Found 4300 results. Displaying page 93 of 287

  1. 9 February 2023

    GISBORNE INVESTMENT SERVICES LIMITED

    GISBORNE INVESTMENT SERVICES LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  2. 10 February 2023

    KAIMAI CAPITAL LIMITED

    KAIMAI CAPITAL LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 10 February 2023

    LEWIS FINANCIAL SOLUTIONS LIMITED

    LEWIS FINANCIAL SOLUTIONS LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  4. 10 February 2023

    MCKENZIE ENTERPRISES LIMITED

    MCKENZIE ENTERPRISES LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  5. 10 February 2023

    MAXIM RISK LIMITED

    MAXIM RISK LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  6. 10 February 2023

    MORTGAGE BLISS LIMITED

    MORTGAGE BLISS LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  7. 14 February 2023

    Submissions report Accounting records guidance

    Submissions report following the consultation for Accounting records guidance.
    Tags
    Auditors, Offer disclosure for equity and debt offers, Roles, Business
    Type
    PDF, Consultation

  8. 3 February 2023

    STEWART INSURANCE (CHRISTCHURCH) LIMITED

    STEWART INSURANCE (CHRISTCHURCH) LIMITED (FSP722291) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  9. 3 February 2023

    WAITAKI FINANCIAL SERVICES LIMITED

    WAITAKI FINANCIAL SERVICES LIMITED (FSP706991) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 13 December 2021

    Craigs DBG

    Craigs DBG including: CIP Cash Management Nominees Limited, CIP Nominees No 1 Limited, Craigs Investments Partners Limited, Craigs Investment Partners Superannuation Management Limited, Custodial Services Limited, DEL Management Limited, Deutsche Craigs Limited, Hendry Nominees Limited, Karaka Management Limited, Karaka Nominees No 1 Limited, Kowhai PE Management Limited, Kowhai PE Nominees No1 Limited, Matai Management Limited, Matai Nominees No.1 Limited, NZSIF Management Limited, Pilot Bay Funds Management Limited, Pohutukawa Management Limited, Pohutukawa II Management Limited, and QuayStreet Asset Management Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  11. 14 March 2023

    Consultation on proposed exemptions for foreign listed issuers

    Consultation document from the FMA iseeking feedback on the need for, and the content of, proposed exemptions for foreign exempt issuers from climate reporting duties.
    Tags
    Consultations, Climate related disclosure, Business
    Type
    PDF

  12. 19 June 2020

    FMA publishes Auditor Regulation and Oversight Plan

    The plan sets out the areas the FMA will focus on as part of its role in reviewing the quality of Financial Markets Conduct Act audits, and contributing to the integrity and development of the audit profession.
    Tags
    Media release, Auditors, Roles, Business, News & Insights
    Type
    Page

  13. 26 March 2019

    FMA publishes guide to shares for investors

    The FMA has published a guide for investors on the nuts and bolts of choosing, buying, owning and selling shares. Read more.
    Tags
    Shares, Ways to invest, Investing, Media release, Consumer, News & Insights
    Type
    Page

  14. 26 September 2018

    FADC decisions published

    The Financial Advisers Disciplinary Committee (FADC) has released its decision in two cases brought by the FMA.
    Tags
    Governance, Media release, Cases, FMA, News & Insights, Enforcement
    Type
    Page

  15. 16 June 2021

    KiwiSaver switching research

    A review of KiwiSaver member behaviour in response to COVID-19. The research focused on the increased switching behaviour observed during the period of heightened market volatility in Feb-April 2020.
    Tags
    COVID-19, Roles, Reports and Papers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Research