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1. 30 June 2020

   30 June 2020 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 June 2020

   Tags

   Disclose register, Business

   Type

   Spreadsheet

2. 18 November 2020

   Proposed guidance on advertising offers feedback form

   Tags

   Consultations, Business

   Type

   Word document, Feedback form

3. 29 March 2021

   Expense Disclosure CE Other Dec 2020

   CE expense disclosure for the period 1 July 2020 - 31 December 2020.

   Tags

   Executive expenses, FMA

   Type

   PDF

4. 29 June 2016

   UDC Finance Limited Waiver Notice - consideration complete / reduction of waiting period

   UDC Finance Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 consideration complete / reduction of waiting period. June 2016.

   Tags

   Waivers, Investor information, Business, Consumer

   Type

   PDF

5. 19 January 2022

   KiwiSaver Switching Behaviour KiwiSaver Member Stories

   The FMA commissioned PwC’s behavioural science team to examine KiwiSaver switching behaviour during the height of COVID-19 market volatility, with data provided by 11 KiwiSaver providers.

   Tags

   Reports and Papers, KiwiSaver providers, Supervisor, Managed investment schemes, Roles, Business, News & Insights

   Type

   PDF

6. 1 July 2021

   Administrators of financial benchmarks BMA.1 Application form

   Administrators of financial benchmarks BMA.1 Application form

   Tags

   Compliance, Market operator, Roles, Business

   Type

   PDF, Application form

7. 9 May 2022

   NZX Listing Rule change 2022

   NZX listing rule change 2022 for anyone who is listing on the stock exchange.

   Tags

   Market operator, Roles, Business

   Type

   PDF, Notice

8. 11 September 2022

   KiwiSaver Statements Report 0722

   The KiwiSaver Statements research report commissioned by the FMA July 2022

   Tags

   KiwiSaver providers, Supervisor, KiwiSaver & Superannuation, Reports and Papers, Managed investment schemes, Roles, Business, Consumer, News & Insights

   Type

   PDF

9. 13 September 2021

   OIAP Law Commission submission

   OIAP response dated 13 September 2021, Law Commission submission - Request regarding a submission to Law Commission review into class actions and litigation funding

   Tags

   Type

   PDF, OIA

10. 30 June 2021

    30 June 2021 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 30 June 2021

    Tags

    Disclose register, Business

    Type

    Spreadsheet

11. 9 September 2022

    Financial Markets Conduct NZX NZ Markets Disciplinary Rules Approval of Rule Change Notice 2022

    This notice is the Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 2022.

    Tags

    Market operator, Roles, Business

    Type

    PDF, Notice

12. 9 February 2018

    Expense disclosure CE Other July to December 2017

    CE expenses disclosure for the period 1 July 2017 - 31 December 2017

    Tags

    Executive expenses, FMA

    Type

    PDF

13. 30 June 2018

    30 June 2018 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 30 June 2018

    Tags

    Disclose register, Business

    Type

    Spreadsheet

14. 18 February 2019

    Expense Disclosure CE Gifts July Dec 2018

    CE gifts and benefits disclosure for the period 1 July 2018 - 31 December 2018

    Tags

    Chief Executive Gifts and Benefits Disclosure, FMA

    Type

    PDF

15. 9 November 2015

    ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and registered audit firms 2015

    Tags

    Type

    PDF