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  1. 30 April 2021

    OIA KiwiSaver FUM Funds

    Kiwisaver FUM forecasts/projections OIA response, dated 30 April 2021
    Tags
    Type
    PDF, OIA
  2. 7 September 2021

    OIAP Insider trading misconduct statistics

    OIAP response dated 7 September 2021, Insider trading misconduct statistics - A request for statistics relating to insider trading misconduct
    Tags
    Type
    PDF, OIA
  3. 12 March 2018

    MIS regulatory returns sample tables

    This spreadsheet should be considered an example of the regulatory return information required by MIS managers.
    Tags
    Managed investment schemes, Roles, Business
    Type
    Spreadsheet, Information Sheet
  4. 7 April 2020

    COVID 19 KiwiSaver significant financial hardship applications alternative verification

    A person applying for a significant hardship withdrawal can complete a statutory declaration via an audiovisual link with an authorised witness (such as a lawyer). However, given the COVID-19 Alert Level 3 and 4 restrictions, the FMA considers supervisors can, at their discretion, accept applications that take alternative steps to verify an applicant’s identity and financial circumstances.
    Tags
    KiwiSaver providers, Supervisor, COVID-19, Managed investment schemes, Roles, Business, News & Insights
    Type
    PDF, Information Sheet