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Found 4300 results. Displaying page 83 of 287

  1. 3 July 2018

    Class legislative notice summary 2018

    This is a summary of the Financial Markets Conduct Act and Financial Adviser Act class legislative notices we have granted as at 2 July 2018. It includes exemptions, designations, frameworks or methodologies, and public accountability notices.
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice

  12. 27 September 2022

    Securities Industry Association submission

    Consultation submission from Securities Industry Association, 1 Aug 2013: Practical implications of factsheet on Managing Intermediaries feedback
    Tags
    Consultations, Business
    Type
    PDF, Submission form

  13. 18 November 2020

    Consultation guidance on advertising offers

    This consultation is for those involved in advertising and promoting offers of financial products, investor groups and consumer advocates. We are seeking feedback about the scope and content of the proposed guidance.
    Tags
    Offer disclosure for equity and debt offers, Financial Advice Provider, Consultations, Roles, Business
    Type
    PDF

  14. 29 March 2021

    Expense Disclosure CE Dec 2020

    CE Gifts and benefits disclosure for the period 1 July 2020 - 31 December 2020.
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  15. 30 November 2015

    ASB Bank Limited Waiver Notice

    ASB Bank Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary
    Tags
    Waivers, Business
    Type
    PDF