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  4. 6 May 2024

    Statement of Intent 2013 - 2016

    Our SOI has a four-year outlook and follows the SRO by identifying the performance measures we will use to mark our progress towards achieving our regulatory objectives. This is our 2013 - 2016 report.
    Tags
    Type
    PDF, Statement of intent, Corporate publications

  5. 6 May 2024

    Statement of Intent 2014 - 2018

    Our SOI has a four-year outlook and follows the SRO by identifying the performance measures we will use to mark our progress towards achieving our regulatory objectives. This is our 2014 - 2018 report.
    Tags
    Type
    PDF, Statement of intent, Corporate publications

  7. 28 May 2024

    Matthew Hill to pay $100,000 penalty for breaching financial markets legislation

    The High Court has imposed a pecuniary penalty of $100,000 against Matthew Geoffrey Hill, the former Chief Executive Officer of NZX-listed New Talisman Gold Mines Limited, for making false and misleading representations in breach of the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Media release, Investing, Business, Consumer, News & Insights, Enforcement
    Type
    Page

  8. 4 October 2021

    World Investor Week 2021

    The FMA supports World Investor Week 2021 with panels, webinars and content. Read more.
    Tags
    World Investor Week, Investing, Campaigns, Consumer
    Type
    Page

  9. 1 June 2015

    Funds Administration New Zealand Limited

    Funds Administration New Zealand Limited, FSP3961, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  10. 1 December 2014

    Timothy Patrick McGuinness

    Timothy Patrick McGuinness, FSP382106, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  12. 1 October 2016

    Funds Administration New Zealand Limited

    Funds Administration New Zealand Limited, FSP3961, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  13. 1 June 2016

    Conrad Funds Management Limited

    Conrad Funds Management Limited, FSP441126, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  14. 1 September 2016

    New Zealand Investment Portfolio Management Limited

    New Zealand Investment Portfolio Management Limited, FSP389106, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  15. 2 December 2020

    AxiCorp Financial Services Pty Ltd

    AxiCorp Financial Services Pty Ltd, FSP518226, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Reporting entities, Business
    Type
    Page