Search results

Found 6278 results. Displaying page 57 of 419

1. 13 January 2017

   Financial Markets Conduct (JPMorgan Global Growth & Income plc and JPMorgan Japanese Investment Trust plc) Exemption Notice 2016

   Financial Markets Conduct (JPMorgan Global Growth & Income plc and JPMorgan Japanese Investment Trust plc) Exemption Notice 2016

   Tags

   Exemptions, Business

   Type

   Page

2. 14 October 2016

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016 expired

   Tags

   Exemptions, Business

   Type

   Page

3. 24 February 2017

   Financial Markets Conduct (Overseas Custodians—Assurance Engagement) Exemption Notice 2017

   Financial Markets Conduct (Overseas Custodians—Assurance Engagement) Exemption Notice 2017 expired

   Tags

   Exemptions, Business

   Type

   Page

4. 12 November 2018

   Financial Markets Conduct (Invion Limited) Exemption Notice 2018

   Financial Markets Conduct (Invion Limited) Exemption Notice 2018 - expired on 2019-11-11

   Tags

   Exemptions, Business

   Type

   Page

5. 13 December 2019

   Financial Markets Conduct (Invion Limited) Exemption Notice (No 2) 2018

   Financial Markets Conduct (Invion Limited) Exemption Notice (No 2) 2018 - expired on 2019-12-20

   Tags

   Exemptions, Business

   Type

   Page

6. 1 December 2016

   Financial Markets Conduct (Pegasus Health Membership Limited and Pegasus Health Nurse Membership Limited) Exemption Notice 2016

   Financial Markets Conduct (Pegasus Health Membership Limited and Pegasus Health Nurse Membership Limited) Exemption Notice 2016

   Tags

   Exemptions, Business

   Type

   Page

7. 23 August 2021

   The Financial Markets Conduct (Communal Facilities in Real Property Developments) Exemption Notice 2021

   The Financial Markets Conduct (Communal Facilities in Real Property Developments) Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   Page

8. 11 October 2018

   Exemption notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes 2018

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

9. 24 October 2018

   Ease of doing business survey 2018

   The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with.
   This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.

   Tags

   Reports and Papers, News & Insights

   Type

   PDF, Research

10. 1 October 2018

    KiwiSaver Report 2018

    The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.

    Tags

    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights, Supervisor

    Type

    PDF

11. 8 October 2018

    Craigs Investment Partners Self Select Schemes Levy Waiver - October 2018

    On 8 October 2018 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).

    Tags

    Investor information, Waivers, Business, Consumer

    Type

    PDF

12. 30 October 2018

    Exemption notice - Financial Markets Conduct Asteron Retirement Investment Limited and Asteron Life Limited 2018

    Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

    Tags

    Exemptions, Business

    Type

    PDF

13. 26 October 2018

    Financial Markets Conduct (NZX Listing Rules) - Approval of Rules Notice 2018

    This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).

    Tags

    FMC Act, Legislation, Business

    Type

    PDF, Notice

14. 25 October 2018

    FMA Annual Report 2017 - highlights

    These are highlights from the FMA Annual Report 2018.

    Tags

    Type

    PDF, Annual report, Corporate publications

15. 14 September 2015

    IPOs under the Financial Markets Conduct Act 2013 research report

    Research reports for IPOs under the Financial Markets Conduct Act 2013

    Tags

    FMC Act, Reports and Papers, Legislation, Business, News & Insights

    Type

    PDF