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Found 6278 results. Displaying page 52 of 419

1. 27 October 2021

   Financial Markets Conduct (Disclosure Using Overseas GAAP) Exemption Notice 2021

   Financial Markets Conduct (Disclosure Using Overseas GAAP) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 23 September 2017

   Financial Markets Conduct (Multiple-participant Schemes - Participation Agreements) Exemption Notice 2017

   Financial Markets Conduct (Multiple-participant Schemes - Participation Agreements)

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 28 August 2018

   Exemption notice - Financial Markets Conduct FNZ Group 2018

   Financial Markets Conduct (FNZ Group) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

4. 27 August 2018

   Exemption notice - Financial Markets Conduct Christchurch City Holdings Limited Subsidiary Balance Date Alignment

   Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

5. 29 August 2018

   Exemption notice - New Zealand Retirement Trust Notice

   Financial Markets Conduct (New Zealand REtirement Trust) Exemption Notice 2018

   Tags

   FMC Act, Legislation, Business

   Type

   PDF

6. 25 September 2014

   FMA releases 2014 Investigations and Enforcement Report

   FMA released its Investigations and Enforcement Report for the year ending 30 June 2014.

   Tags

   Media release, News & Insights, Enforcement

   Type

   Page

7. 26 May 2014

   Exemption Notice - Securities Act Serko Limited

   Securities Act Exemption Notice 2014: Serko Limited.

   Tags

   Exemptions, Business

   Type

   PDF

8. 15 September 2021

   FMA sees spike in investment scam complaints, issues more warnings, since start of COVID-19

   The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – is warning New Zealanders to be on the lookout for three unique types of scams that have been on the rise since the start of COVID-19.

   Tags

   COVID-19, Media release, News & Insights, Scams

   Type

   Page

9. 17 November 2015

   Consultation paper: Proposal for annual declaration of compliance for Financial Markets Conduct Act 2013 licensees

   Consultation paper: Proposal for annual declaration of compliance for Financial Markets Conduct Act 2013 licensees. Read more here.

   Tags

   FMC Act, Legislation, Consultations, Business

   Type

   Page

10. 26 March 2020

    Implementation of New Zealand’s new financial advice regime has been delayed until early 2021

    The Government has delayed the start date for the new financial advice regime from June 29, 2020 to early next year, 2021. This means that the transitional licensing application window will also be extended until then.

    Tags

    COVID-19, New Financial Advice regime, Financial Services Legislation Amendment Act (FSLAA), Business, News & Insights

    Type

    Page

11. 3 February 2021

    Rob Everett speech at Financial Services Council Outlook 2021

    FMA Chief Executive Rob Everett spoke at the Financial Services Council Outlook 2021 event about the year in review.

    Tags

    Speeches and presentations , FMA, News & Insights

    Type

    Page

12. 2 November 2018

    Financial Markets Conduct (TIL Logistics Group Limited) Exemption Notice 2018

    Financial Markets Conduct (TIL Logistics Group Limited) Exemption Notice 2018 - expired

    Tags

    Exemptions, Business

    Type

    Page

13. 28 April 2017

    Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2017

    Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2017

    Tags

    Exemptions, Business

    Type

    Page

14. 1 December 2018

    Financial Advisers (GT Nominees Limited) Exemption Notice 2016

    Financial Advisers (GT Nominees Limited) Exemption Notice 2016 expired

    Tags

    Exemptions, Business

    Type

    Page

15. 5 October 2021

    Consultation on 2021 Financial Markets Authority funding and levy review

    Since establishment in 2011, the FMA’s role and our responsibilities and statutory functions have increased significantly. MBIE and the Financial Markets Authority (FMA) are consulting on proposed changes to the FMA’s funding and the FMA levy. The funding review has been subject to a Deloitte independent assessment and Deloitte’s findings are published alongside the consultation materials on the MBIE website.

    Tags

    Directors, Roles, Consultations, Climate related disclosure, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Authorised body under a FAP, Business, Managed investment schemes, Supervisor

    Type

    Page