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  1. 11 May 2020

    Tongan DLE brochure

    This Scams information sheet has been designed for Tongan-speaking audiences to quickly identify if they've been scammed and who to contact.
    Tags
    Investing, Consumer, Scams
    Type
    PDF

  2. 29 October 2019

    FMA Model Litigant Policy

    This policy has been developed by the Financial Markets Authority (FMA). It is a statement of principles and embodies the commitment made by FMA on how we will conduct litigation. It is intended to reflect the existing law and is not intended to amend the law or impose additional legal or professional obligations on legal practitioners or other individuals.
    Tags
    Policy, Business, FMA, Enforcement
    Type
    PDF

  3. 6 May 2020

    FMA XRB Enhanced auditor reporting 2020

    Enhanced auditor reporting is a joint FMA and XRB report that looks at the evolution of trends in key audit matter reporting in the three years since the revised auditor’s report was introduced. Key audit matters are issues that, in the auditor’s view, were of most significance to the audit of a company’s financial statements – for example, a company’s valuation of goodwill or its revenue recognition. KAMs are intended to provide transparency and give users of the financial statements a better understanding of how the audit was conducted and complexities that arose. This is the 2020 report.
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  4. 22 April 2022

    2022 23 Letter of expectation

    Annual letter of expectation from the Minister 2022-2-23
    Tags
    Annual letter of expectations from the Minister, FMA
    Type
    PDF

  5. 24 August 2022

    FMA Annual Corporate Plan 2022-2023

    Our Annual Corporate Plan 2022-2023 provides details of the FMA’s priority outcomes and intended programme of work for the financial year.
    Tags
    Type
    PDF, Corporate publications, Annual corporate plan

  6. 8 June 2021

    OneLend DBG

    OneLend DBG including: OneLend Limited and OneLend Trustee Limited
    Tags
    AML/CFT, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  7. 3 November 2022

    Innovation

    The financial technology (FinTech) sector continues to evolve rapidly. Our aim is to ensure that the New Zealand regulatory system facilitates innovation that improves outcomes for customers and increases the efficiency and competitiveness of the financial system. This page talks to the FMA's view of innovation in financial markets and how we support the FinTech community.
    Tags
    FMA
    Type
    Page

  8. 22 December 2020

    elezenocap.com

    We are concerned that www.elezenocap.com may be operating a scam and are withholding invested funds.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  9. 7 August 2020

    Bitmarket

    WARNING: Bitmarket are not registered and authorised to provide financial services in New Zealand.
    Tags
    Investor information, Consumer
    Type
    Page

  10. 21 March 2018

    Mahi-FX

    Mahi-FX is not a New Zealand registered company and are not associated with, nor an authorised representative of, MahiFX Limited.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  11. 6 July 2017

    GC Venture Capital (GC)

    Financial Conduct Authority (FCA) issued a warning that GC Venture Capital is an unregistered entity.
    Tags
    International regulator alerts, Scams
    Type
    Page

  12. 28 February 2018

    Expat Local

    Expat Local is not registered as a Financial Services provider in New Zealand and is therefore is not allowed to offer financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  13. 1 June 2016

    FM Trader

    FM Trader has been cold calling New Zealand residents without being a registered New Zealand company or registered on the Financial Services Providers Register.
    Tags
    Suspected scam, International regulator alerts, Scams
    Type
    Page

  14. 1 August 2015

    AIO Global Limited

    AIO Global Limited is claiming to be registered on the financial service providers register when this is not the case.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  15. 1 October 2015

    www.brgfx.com

    www.brgfx.com claims to be regulated in New Zealand when this is not the case.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page