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  1. 30 September 2022

    AIA

    The Auckland High Court has ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers.
    Tags
    Court – civil, Powers, Enforcement
    Type
    Page

  2. 25 September 2015

    OPI Finance Limited

    In our first action against market participants based overseas, we charged four Australian-based directors of OPI Pacific Finance Limited (in receivership and in liquidation) for suspected misconduct in relation to its collapse. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  3. 18 December 2013

    National Finance 2000 Ltd (NFL)

    FMA alleged that the directors (Trevor Allan Ludlow, Carol Braithwaite, Anthony Banbrook) made untrue statements in the registered prospectus for National Finance 2000 Limited. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  4. 29 April 2024

    Guidance

    The guidance library contains the FMA’s guidance notes, information sheets, guides and other reference material.
    Tags
    Business
    Type
    Page, Guidance

  5. 10 May 2024

    CapitalGroup DBG

    CapitalGroup DBG and the following entities are under DBG and the AML reporting entities list.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  6. 23 February 2023

    NZGT DBG

    NZGT DBG including: 27 Finance Limited, Covenant Trustee Services Limited, Koios Finance Limited, The New Zealand Guardian Trust Company Limited, NZGT (FP) Trustee Limited, NZGT (IF) Trustee Limited, NZGT (GF) TRUSTEE LIMITED, NZGT (TASMAN) TRUSTEE LIMITED, NZGT (UDC) TRUSTEE LIMITED, NZGT FACILITY AGENT LIMITED.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  7. 27 May 2024

    Board and governance

    This webpage introduces the FMA Board.
    Tags
    FMA Board, FMA
    Type
    Page

  8. 26 June 2024

    FMA Update

    We provide regular communications as part of our efforts to ensure you have access to the appropriate resources to help you make informed decisions – whether you are an industry professional or regular investor. Our monthly market update is called the FMA Update. Subscribe here.
    Tags
    Campaigns, News & Insights
    Type
    Page

  9. 3 July 2024

    Vero

    FMA filed High Court proceedings against Vero Insurance New Zealand Limited for failing to apply multi-policy discounts, which led to affected customers being overcharged approximately $8.7 million in premiums. View the case timeline on this page.
    Tags
    Court – civil, Powers, Enforcement
    Type
    Page

  11. 13 November 2023

    Make a complaint

    We investigate a range of complaints about the conduct of individuals and businesses that operate in our financial markets. This page talks about when you should complain to us and who better to contact for complaints that fall outside of our remit. You will also find out how to make a complaint and the information we need in order to process a complaint.
    Tags
    Complaint, Business
    Type
    Page

  12. 5 September 2022

    Everyday finance

    We regulate the conduct of banks and insurance companies. Most financial service providers must be licensed by the Financial Markets Authority. We monitor and enforce their conduct and the standards by which they operate.
    These pages explain everyday financial services like banking and insurance, what conduct you should expect from them and what to do when things don't go as expected.
    Tags
    Insurance advice, Consumer banking, Financial advice, Consumer
    Type
    Page

  13. 15 March 2021

    Getting advice

    If you want to invest, get a mortgage or insurance, or plan for your long-term future, you may benefit from getting financial advice. This section of the FMA website talks about when to get financial advice and how financial advice is regulated in New Zealand, the role of financial advice providers. You can also find useful tips of working with a financial adviser and what to do if you face problems with your financial adviser.
    Tags
    Financial advice, Get advice, Investing, Consumer
    Type
    Page

  14. 8 November 2022

    Mortgage advice

    A mortgage adviser works with you to: Understand your needs and goals, work out what you can afford to borrow, find options to suit your situation and more. A mortgage adviser is a go-between who deals with banks or other lenders to arrange a home loan for you.
    Tags
    Financial advice, Get advice, Mortgage advice, Investing, Consumer
    Type
    Page

  15. 4 March 2020

    Foreign exchange trading

    Forex trading is the buying and selling of foreign currencies. People trade in forex either to try to make a quick profit by betting on the changing value of a currency or to provide certainty about the cost of future foreign currency payments (called ‘hedging’).The risk of online foreign exchange trading is high. We regularly receive complaints and enquiries from consumers who have lost money in online forex trading. Find out more about the risks and returns here.
    Tags
    Foreign exchange, Ways to invest, Investing, Consumer
    Type
    Page