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  1. 17 May 2018

    CBL Update

    The FMA intends to file a case stated procedure to seek the court’s determination on whether continuous disclosure obligations for listed issuers continue to apply when the issuer is in voluntary administration. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  2. 22 December 2022

    The Property Crowd Limited

    The Property Crowd Limited, FSP440926, is a licensed Crowdfunding service provider. The license is suspended on 22 December 2022
    Tags
    Crowdfunding providers, Roles, Licensed entity, Reporting entities, Business
    Type
    Page

  3. 12 December 2018

    Bitcoin Revolution Limited

    The FMA has issued a warning that Bitcoin Revolution Limited could be involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 10 November 2014

    Gentrack IPO Report

    This report describes our conclusions following a review of matters arising out of Gentrack’s initial public offering (IPO) of shares and its disclosure at the time of the IPO.
    Tags
    Offer information, Roles, Reports and Papers, Business, Market operator
    Type
    Page, Report

  5. 5 November 2018

    Bank Conduct and Culture Review

    The Bank Conduct and Culture Review is a report that documents the findings from an FMA and RBNZ review of the conduct and culture in New Zealand retail banks.
    Tags
    Directors, Conduct, Roles, Banking, Reports and Papers, Business
    Type
    Page, Report

  6. 13 April 2023

    Fundrock NZ Limited DBG

    Fundrock NZ Limited DBG including: Fundrock NZ Limited and InvestNow Saving and Investment Services Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  7. 1 May 2023

    Matū Group DBG

    Matū Group; Matū Karihi (GP) Limited; Matū Karihi LP; Matū Nominees Limited; Matū Group Limited are designated business groups (DBG)
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  8. 19 July 2021

    www.rockfortmarket.net

    The FMA is concerned that www.rockfortmarket.net could be involved in a scam.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  9. 1 December 2021

    Medical Kiwi Limited

    Medical Kiwi Limited, a medicinal cannabis company, was admitted to breaching the fair dealing provisions of the Financial Markets Conduct Act.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  10. 1 October 2021

    Firma Foreign Exchange Corporation (NZ) Limited

    Firma Foreign Exchange Corporation (NZ) Limited was censured after finding it had materially contravened a number of its obligations as a licensed derivatives issuer.
    Tags
    Censure, Powers, Derivative Issuer, Roles, Business, Enforcement
    Type
    Page

  11. 5 November 2020

    Carrera Corporation Ltd

    Carrera Corporation Ltd (carreracorporationltd.com) may be operating a scam. It claims to offer investment plans with unrealistically high returns.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  12. 1 December 2013

    Identity Verification Code of Practice

    Identity Verification Code of Practice provides a suggested best practice for all reporting entities conducting name and date of birth identity verification on customers (that are natural persons) they have assessed to be low to medium risk.

    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance

  13. 13 August 2018

    Ju Ying International New Zealand Limited

    Ju Ying International New Zealand Limited is not a registered financial service provider in New Zealand.
    Tags
    Investor warning, Consumer, Scams
    Type
    Page

  14. 9 November 2018

    Chuangfu Finance (创富金融)

    Chuangfu Finance, and the three apps claims to be associated with a New Zealand registered financial service provider CF Group Limited whereas it is not.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 9 November 2018

    www.bitalong.com

    The website www.bitalong.com is not associated with, nor a representative of, the New Zealand registered financial service provider Jazz Finance Limited.
    Tags
    Suspected scam, Scams
    Type
    Page