Back

Search results

Found 6278 results. Displaying page 388 of 419

  1. 3 February 2023

    MULTIPLY LIMITED

    MULTIPLY LIMITED (FSP697871) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  2. 3 February 2023

    MW GROUP LIMITED

    MW GROUP LIMITED (FSP731052) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 3 February 2023

    TC FINANCIAL PLANNING LIMITED

    TC FINANCIAL PLANNING LIMITED (FSP704451) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  4. 3 February 2023

    NIGEL TATE FINANCIAL PLANNING LIMITED

    NIGEL TATE FINANCIAL PLANNING LIMITED (FSP706311) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  5. 3 February 2023

    ROCKALPHA LIMITED

    ROCKALPHA LIMITED (FSP1001454) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  6. 25 November 2021

    Change to FMA Executive Committee

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – said today that its Director of Capital Markets, Sarah Vrede, had resigned. The FMA’s Director Investment Management Paul Gregory has been appointed Acting Director of Capital Markets, effective from 29 November 2021.
    Tags
    FMA people, FMA executive team, Media release, FMA, News & Insights
    Type
    Page

  7. 2 April 2019

    Update on FMA/RBNZ Bank Conduct and Culture review

    Today the Reserve Bank of New Zealand and the FMA confirmed that all 11 banks involved in their ongoing review of conduct and culture, have provided their responses to individual feedback letters. Read more
    Tags
    Banking, Media release, Business, News & Insights
    Type
    Page

  8. 31 July 2017

    Mark Warminger

    The FMA has issued civil proceedings seeking pecuniary penalties against Mr Warminger for trading carried out between January and August 2014. The FMA alleges that MR Warminger’s conduct amounted to market manipulation in breach of s11B of the Securities Markets Act 1988.
    Tags
    Enforcement
    Type
    Page

  9. 1 September 2014

    Governance under part 4 of the FMC Act

    Governance under part 4 of the FMC Act guidance note is for issuers of debt securities, managers of managed investment schemes and their supervisors. It gives guidance on the expectations FMA has for your approach to the governance responsibilities and accountabilities that apply under Part 4 of the Financial Markets Conduct Act 2013.
    Tags
    Offer disclosure for equity and debt offers, Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  10. 13 April 2023

    Fundrock NZ Limited

    Fundrock NZ Limited, FSP127464, is a licensed Managed Investment Scheme Manager.
    Tags
    Licensed entity, Roles, Reporting entities, Business, Managed investment schemes
    Type
    Page

  11. 14 October 2021

    Direct FX Limited

    SUSPENDED by the FMA: Derivative Issuer Licence for Direct FX Limited, FSP16781.
    Tags
    Derivative Issuer, Licensed entity, Roles, Reporting entities, Business
    Type
    Page

  12. 26 April 2023

    CARBONCO LIMITED

    CARBONCO LIMITED (FSP1004663) is an AML/CFT reporting entity.
    Tags
    AML/CFT, Roles, Business
    Type
    Page

  13. 23 January 2015

    Notification of Warning: individual trader – market manipulation

    The Financial Markets Authority has issued a warning to an individual in relation to suspected market manipulation. Following an investigation by the FMA, it concluded that trading by the individual in question has likely breached the Securities Markets Act 1988. Read more.
    Tags
    Enforcement
    Type
    Page

  14. 26 May 2023

    Matū Ngota (GP) Limited

    Matū Ngota (GP) Limited, FSP1004865 is an AML reporting entity
    Tags
    Reporting entities, Business
    Type
    Page

  15. 21 September 2021

    Cryptominingnz

    WARNING:  There are false claims made on this website that they are connected with a company incorporated in New Zealand – Freedom Trading Limited, previously known as Crypto Mining NZ Limited (NZBN: 9429041750056). The FMA is concerned that this website is involved in a scam.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page