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Found 6277 results. Displaying page 343 of 419

1. 12 October 2023

   Ellev8 - Offering financial advice without registration, misleading promotions

   We are concerned that Ellev8 is providing financial advice without being regulated in New Zealand. It is not registered on the Financial Service Providers Register or authorised to provide any financial advice to New Zealand residents

   Tags

   Investor warning, Consumer, Scams

   Type

   Page

2. 5 October 2023

   Lessons learned from the Barry Kloogh Ponzi scheme

   This report covers the FMA's enquiries into the regulator settings and practices of financial services used by Barry Kloogh to commit fraud.

   Tags

   Type

   PDF, Report

3. 4 October 2023

   CRD record keeping summary of key themes

   Climate related disclosure record keeping summary of key themes.

   Tags

   Climate related disclosure, Climate Reporting Entities, Roles, Business, Managed investment schemes, Supervisor

   Type

   PDF

4. 29 September 2023

   Feedback form Liquidity risk management

   Feedback form of Liquidity risk management draft guidance.

   Tags

   Consultations, Roles, Supervisors, Business, Managed investment schemes

   Type

   Word document

5. 29 September 2023

   Consultation paper Proposed liquidity risk management guidance

   Consultation: Proposed liquidity risk management guidance.

   Tags

   Roles, Supervisors, Business, Managed investment schemes

   Type

   PDF, Consultation

6. 7 July 2023

   Feedback form Climate related disclosures timing mismatch Copy

   Feedback form Climate related disclosures timing mismatch.

   Tags

   Consultations, Climate related disclosure, Roles, Authorised body under a FAP, Ethical finance, Financial Institutions, Managed Investment Schemes, Climate Reporting Entities, Business, Managed investment schemes

   Type

   Word document

7. 4 October 2023

   Consultation on green bonds and other responsible investment products

   This consultation seeks issuer and investor input on green bonds and other responsible investment products that
   expressly take into account environmental, social, and/or governance considerations.

   Tags

   Type

   PDF, Consultation

8. 30 September 2023

   Feedback form FMA scheme winding up guidance

   Consultation feedback form: FMA scheme winding up guidance.

   Tags

   Consultations, Managed Investment Schemes, Roles, Business, Managed investment schemes

   Type

   Word document, Consultation

9. 4 September 2023

   Westpac CC and FMA EU

   Enforcement undertakings to the FMA and Commerce Commission, Westpac CC and FMA EU

   Tags

   Enforceable Undertaking, Enforceable undertaking, Powers, Enforcement

   Type

   PDF

10. 12 May 2020

    Scams Samoan language

    This Scams information sheet has been designed for Samoan-speaking audiences to quickly identify if they've been scammed and who to contact.

    Tags

    Investor information, Consumer, Scams

    Type

    PDF

11. 15 September 2022

    WIW2022 Logos

    World Investor Week 2022 promotion materials. This zip file includes logos

    Tags

    Campaigns, Investing, Consumer

    Type

12. 1 September 2020

    Bonds Guide

    Bond voyage is a guide for investors on choosing, buying and owning bonds.

    Tags

    Bonds, Ways to invest, Investing, Investor information, Consumer

    Type

    PDF

13. 27 June 2023

    Consumer Guide Capital Notes

    Capital notes and similar products such as perpetual subordinated notes or hybrid securities.
    

    Tags

    Bonds, Ways to invest, Investing, Consumer

    Type

    PDF

14. 3 August 2023

    Kiwisaver Default Instrument of Appointment Exclusions

    KiwiSaver Default Instrument of Appointment Exclusions- weapons and devices, fossil fuels

    Tags

    KiwiSaver & Superannuation, Consumer

    Type

    PDF

15. 18 October 2023

    Exemption Notice - Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023

    The Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023 provides an exemption for issuers of financial products who wish to provide their PDS in both te reo Māori and English, providing relief from the requirements in the FMC Regulations relating to the prescribed length limits and, if necessary, some prescribed statements and formatting.

    Tags

    Exemptions, Business

    Type

    PDF