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Found 6278 results. Displaying page 35 of 419

1. 16 March 2021

   Financial Markets Conduct (EML Payment Solutions Limited) Exemption Notice 2021

   Financial Markets Conduct (EML Payment Solutions Limited) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 25 March 2022

   Ohana WM Limited (FSP721412)

   Ohana WM Limited (FSP721412) is an AML/CFT reporting entity.

   Tags

   AML/CFT, Roles, Reporting entities, Business

   Type

   Page

3. 24 March 2016

   Financial Markets Conduct (QBE Group) Exemption Notice 2016

   Financial Markets Conduct (QBE Group) Exemption Notice 2016 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 14 November 2016

   Financial Markets Conduct (Complectus Trustee Services Limited) Exemption Notice 2016

   Financial Markets Conduct (Complectus Trustee Services Limited) Exemption Notice 2016 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 1 December 2016

   Financial Markets Conduct (The Kingdom Resources Trust) Exemption Notice 2016

   Financial Markets Conduct (The Kingdom Resources Trust) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 5 December 2016

   Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2016

   Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2016 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 28 April 2017

   Financial Markets Conduct (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2017

   Financial Markets Conduct (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2017

   Tags

   Secondary legislation, Exemptions, Business

   Type

   Page

8. 25 March 2016

   Financial Markets Conduct (Hallmark Life Insurance Company Limited) Exemption Notice 2016

   Financial Markets Conduct (Hallmark Life Insurance Company Limited) Exemption Notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 10 October 2016

   The FMA releases 2016 Annual Report

   The Financial Markets Authority (FMA) 2016 annual report highlights the fact the FMA has now moved from transition mode to establishing itself as a fully-fledged conduct regulator.

   Tags

   Governance, Media release, FMA, News & Insights

   Type

   Page

10. 11 November 2016

    Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016

    Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016 - expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 1 December 2016

    Financial Markets Conduct (The Bible Society Development New Zealand Inc.) Exemption Notice 2016

    Financial Markets Conduct (The Bible Society Development New Zealand Inc.) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 8 April 2016

    Financial Markets Conduct (Todd Family Office Limited Financial Reporting) Exemption Notice 2016

    Financial Markets Conduct (Todd Family Office Limited Financial Reporting) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 8 August 2016

    Financial Markets Conduct (Employee Share Purchase Schemes) Exemption Notice 2016

    Financial Markets Conduct (Employee Share Purchase Schemes) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 1 December 2015

    Securities Act (Revocation of Certain Futures Contracts Exemptions) Notice 2015

    Securities Act (Revocation of Certain Futures Contracts Exemptions) Notice 2015 expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 19 February 2016

    Securities Act (Heartland Bank Regulatory Capital) Exemption Notice (No 3) 2016

    Securities Act (Heartland Bank Regulatory Capital) Exemption Notice (No 3) 2016 - expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page