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Found 6277 results. Displaying page 334 of 419

  1. 23 August 2016

    Takeovers Panel - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and The Takeovers Panel
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  2. 30 August 2013

    NZ Council of Victim Support Groups - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and New Zealand Council of Victim Support Groups
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  3. 3 December 2012

    FMA Annual Report 2012

    FMA Annual Report 2012.
    Tags
    Type
    PDF, Annual report, Corporate publications

  4. 26 November 2013

    FMA Annual Report 2013

    FMA Annual Report 2013.
    Tags
    Type
    PDF, Annual report, Corporate publications

  7. 25 October 2018

    FMA Annual Report 2018

    FMA Annual Report 2018.
    Tags
    Type
    PDF, Annual report, Corporate publications

  9. 1 June 2012

    Licence Application Guide - overseas Auditors and Audit Firm registrations

    This guide is for overseas auditors and overseas audit firms. It explains how: an overseas audit firm can apply for authorisation of its registration; overseas auditors can apply for licences (which are not transitional licences and are referred to in this guide as ‘standard’ licences).
    Tags
    Auditors, Licence guide, Roles, Licensing & registration, Business
    Type
    PDF

  10. 23 May 2017

    Licensing guide - FMC Act

    To offer certain financial products and services in New Zealand, you need to be licensed. Being licensed shows your customers you meet the legal eligibility criteria and levels of compliance in the Financial Markets Conduct Act (FMC Act). This guide provides you with an understanding of your obligations under the Act when applying for a licence with the FMA.
    Tags
    FMC Act, Legislation, Licensing & registration, Business
    Type
    PDF

  12. 2 June 2016

    Eligibility criteria - Crowdfunding services for property investments

    This information sheet is designed to help crowdfunding services offering property investment (‘property crowdfunding’) meet the eligibility criteria for a licensed crowdfunding
    service in New Zealand.
    Tags
    Crowdfunding providers, Roles, Licence guide, Licensing & registration, Business
    Type
    PDF, Information Sheet

  15. 1 August 2013

    AML/CFT - wire transfers fact sheet

    The Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the Act) contains a set of obligations for reporting entities to enhance the transparency of wire transfers. Wire transfers have been assessed in the National Risk Assessment as presenting a high risk of money laundering in New Zealand, which is consistent with experience overseas.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    PDF, Fact sheet