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  5. 5 June 2020

    Steven Robertson - Judgment

    Court of Appeal decision in the Judgment against Steven Roberson, 5 June 2020.
    Tags
    Court decision, Enforcement
    Type
    PDF

  6. 19 July 2019

    Syndicated Trusts - Stop Order

    The Stop Order issued by the FMA The Stop Order prohibits STL from certain activity, including:distributing communications and advertisements about itself or the offer of financial products,
    accepting applications or money for financial products.
    Tags
    Enforceable Undertaking, Enforcement
    Type
    PDF

  8. 6 May 2022

    The One Management GP Limited - Stop Order

    FMA confirmed it has made a stop order against The One Management GP Limited regarding an offer in relation to The One Property LP¹ (the Fund), which is only available to wholesale investors, including eligible investors. May 2022
    Tags
    Type
    PDF

  9. 5 July 2023

    Validus - Stop Order

    FMA makes permanent stop order against Validus after appeal is dismissed in the High Court.
    Tags
    Stop Order, Enforceable undertaking, Powers, Enforcement
    Type
    PDF

  10. 28 March 2022

    The One Management GP Limited and James Law Realty - Interim Stop Order

    FMA issued an interim stop order to The One Management GP Limited and James Law Realty regarding an offer in relation to The One in Longhorn Partnership Fund (‘the Fund’), which is only open to wholesale investors, including eligible investors. 28 March 2022
    Tags
    Enforceable action, Enforcement
    Type
    PDF

  12. 24 March 2011

    Bernard Whimp - Interim Stop Order

    The High Court, on application from the Securities Commission, has granted interim injunctions to stop shares being transferred to limited partnerships associated with Mr Bernard Whimp.
    Tags
    Type
    PDF

  14. 22 August 2023

    Cigna - Settlement Agreement

    The Parties have agreed to settle all matters that were the subject of the Investigation on the terms set out in this Agreement.
    Tags
    Settlement, Enforcement
    Type
    PDF