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Found 6277 results. Displaying page 4 of 419

1. 10 October 2016

   Annual regulatory return information to be provided by licensed crowdfunding service providers to the FMA Appendix1

   Annual regulatory return information guidance document to be provided by licensed crowdfunding service providers to the FMA.

   Tags

   Crowdfunding providers, Roles, Regulatory returns, Business

   Type

   Word document, Submission form

2. 16 January 2017

   Consultation paper Requirement for managers of multiple participant schemes to register participation agreements 1

   The consultation seeks feedback on our proposal to exempt managers of multiple participant schemes from the requirement to register participation agreements entered into with the various employers they service.

   Tags

   Consultations, Roles, Business, Managed investment schemes

   Type

   PDF

3. 30 November 2014

   Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1

   Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1. Published November 2014.

   Tags

   FMC Act, Legislation, Business

   Type

   PDF, Information Sheet

4. 27 November 2023

   Medical Assurance Society to pay $2.1 million penalty for making false and misleading representations to customers

   Medical Assurance Society New Zealand Limited (MAS) has been ordered to pay a pecuniary penalty of $2.1 million for making false and/or misleading representations to some customers, following proceedings brought by the Financial Markets Authority (FMA).

   Tags

   Media release, Fair dealing, Judgment, Business, News & Insights, Enforcement

   Type

   Page

5. 30 January 2024

   Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1 2024

   Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1/2024

   Tags

   Type

   PDF

6. 1 August 2022

   CE Expense Disclosure Gifts Liam Mason 1 Nov 21 to 25 Jan 22

   CE Expense Disclosure Gifts Liam Mason 1 Nov 21 to 25 Jan 22

   Tags

   Executive expenses, FMA

   Type

   PDF

7. 30 January 2022

   CE Expense Disclosure Gifts Rob Everett 1 Jul to 31 Oct 21

   CE Expense Disclosure Gifts Rob Everett 1 Jul to 31 Oct 21

   Tags

   Executive expenses, FMA

   Type

   PDF

8. 28 February 2022

   CE Expense Disclosure Hospitality Liam Mason 1 Nov 21 to 25 Jan 22

   CE Expense Disclosure Hospitality Liam Mason 1 Nov 21 to 25 Jan 22

   Tags

   Executive expenses, FMA

   Type

   PDF

9. 30 November 2021

   CE Expense Disclosure Hospitality Rob Everett 1 Jul to 31 Oct 21

   CE Expense Disclosure Hospitality Rob Everett 1 Jul to 31 Oct 21

   Tags

   Executive expenses, FMA

   Type

   PDF

10. 28 February 2022

    CE Expense Disclosure Other Liam Mason 1 Nov 21 to 25 Jan 22

    CE Expense Disclosure Other Liam Mason 1 Nov 21 to 25 Jan 22

    Tags

    Executive expenses, FMA

    Type

    PDF

11. 30 November 2021

    CE Expense Disclosure Other Rob Everett 1 Jul to 31 Oct 21

    CE Expense Disclosure Other Rob Everett 1 Jul to 31 Oct 21

    Tags

    Executive expenses, FMA

    Type

    PDF

12. 28 February 2022

    CE Expense Disclosure Summary Liam Mason 1 Nov 21 to 25 Jan 22

    CE Expense Disclosure Summary Liam Mason 1 Nov 21 to 25 Jan 22

    Tags

    Executive expenses, FMA

    Type

    PDF

13. 30 November 2021

    CE Expense Disclosure Summary Rob Everett 1 Jul to 31 Oct 21

    CE Expense Disclosure Summary Rob Everett 1 Jul to 31 Oct 21

    Tags

    Executive expenses, FMA

    Type

    PDF

14. 28 February 2022

    CE Expense Disclosure Travel Liam Mason 1 Nov 21 to 25 Jan 22

    CE Expense Disclosure Travel Liam Mason 1 Nov 21 to 25 Jan 22

    Tags

    Executive expenses, FMA

    Type

    PDF

15. 30 November 2021

    CE Expense Disclosure Travel Rob Everett 1 Jul to 31 Oct 21

    CE Expense Disclosure Travel Rob Everett 1 Jul to 31 Oct 21

    Tags

    Executive expenses, FMA

    Type

    PDF