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Found 6279 results. Displaying page 114 of 419

1. 10 September 2019

   Investor Link Corporation Limited

   Investor Link Corporation Limited, FSP37011, is a reporting entity supervised by the FMA under Anti-Money Laundering and Countering Financing of Terrorism Act 2009.

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

2. 31 October 2015

   Craigs Investment Partners Limited

   Craigs Investment Partners Limited, FSP29641, is licensed to provide Discretionary Investment Management Services (DIMS).

   Tags

   Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business

   Type

   Page

3. 19 August 2016

   Edward John Schuck

   Edward John Schuck, FSP510626, is a licensed Independent Trustee.

   Tags

   Independent trustee, Licensed entity, Roles, Business

   Type

   Page

4. 30 November 2015

   Devon Funds Management Limited

   Devon Funds Management Limited, FSP1581, is a licensed Managed Investment Scheme Manager.

   Tags

   Managed investment schemes, Licensed entity, Roles, Business

   Type

   Page

5. 1 May 2014

   Cultural shift in financial services underway as once-in-a-generation Financial Markets Conduct Act takes effect

   The Chief Executive of the Financial Markets Authority, Rob Everett, says a long-term cultural shift – for the better – is underway in New Zealand financial services as the new Financial Markets Conduct Act 2013 takes effect.

   Tags

   FMC Act, Media release, Legislation, Business, News & Insights

   Type

   Page

6. 6 November 2015

   Financial Markets Conduct Act (Offers of Financial Products Through Authorised Financial Advisers Supplying Personalised DIMS)

   Financial Markets Conduct Act (Offers of Financial Products Through Authorised Financial Advisers Supplying Personalised DIMS) Exemption Notice 2015 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 7 October 2015

   Morgan Steel Financial Services Limited

   Morgan Steel Financial Services Limited, FSP431746, is licensed to provide Discretionary Investment Management Services (DIMS).

   Tags

   Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business

   Type

   Page

8. 8 July 2016

   Mint Asset Management Limited

   Mint Asset Management Limited, FSP24461, is a licensed Managed Investment Scheme Manager.

   Tags

   Managed investment schemes, Licensed entity, Roles, Business

   Type

   Page

9. 20 June 2016

   Trust Investments Management Limited

   Trust Investments Management Limited, FSP47401, is a licensed Managed Investment Scheme Manager.

   Tags

   Managed investment schemes, Licensed entity, Roles, Business

   Type

   Page

10. 8 April 2021

    Sirius Limited

    Sirius Limited (FSP1000067) is an AML/CFT reporting entity

    Tags

    AML/CFT, Roles, Reporting entities, Business

    Type

    Page

11. 2 September 2021

    Resource Financial Planning Limited

    Resource Financial Planning Limited (FSP17321) is an AML/CFT reporting entity.

    Tags

    AML/CFT, Roles, Reporting entities, Business

    Type

    Page

12. 7 September 2022

    BetaShares Capital NZ Limited

    BetaShares Capital NZ Limited, FSP1003610, is a licensed Managed Investment Scheme Manager.

    Tags

    Managed investment schemes, Roles, Licensed entity, Business

    Type

    Page

13. 17 July 2018

    Andrew Roland Johnson

    Andrew Roland Johnson, FSP619029, is a licensed Independent Trustee.

    Tags

    Independent trustee, Roles, Licensed entity, Business

    Type

    Page

14. 30 March 2015

    Ewen Thomas Griffiths

    Ewen Thomas Griffiths, FSP185844, is a licensed Independent Trustee.

    Tags

    Independent trustee, Licensed entity, Roles, Business

    Type

    Page

15. 30 November 2016

    WPS Management Limited

    WPS Management Limited, FSP521166, is a licensed Managed Investment Scheme Manager.

    Tags

    Managed investment schemes, Licensed entity, Roles, Business

    Type

    Page