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Found 6279 results. Displaying page 108 of 419

  2. 9 July 2020

    Crowdsphere Limited

    Crowdsphere Limited (FSP360186)
    Tags
    Peer-to-peer lending service providers, Licensed entity, Roles, Business
    Type
    Page

  3. 4 November 2014

    Crowdsphere Limited

    Crowdsphere Limited, FSP360186, is licensed by the FMA to provide crowdfunding services.
    Tags
    Crowdfunding providers, Roles, Licensed entity, Business
    Type
    Page

  4. 17 October 2016

    ANZ New Zealand Investments Limited

    ANZ New Zealand Investments Limited, FSP33221, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  5. 26 October 2016

    Plaza Funds Management Limited

    Plaza Funds Management Limited, FSP34241, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  6. 2 September 2021

    Prospect Wealth Management

    Prospect Wealth Management (FSP711032) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  7. 19 August 2019

    Icehouse Ventures Limited

    Icehouse Ventures Limited, FSP681291, previously known as ICE Funds Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  9. 6 July 2020

    Financial Markets Conduct (Takeovers Panel) Exemption Notice 2020

    The notice exempts the Takeovers Panel (the Panel) from the substantial holding disclosure provisions of the Financial Markets Conduct Act 2013 (the FMC Act) in respect of any relevant interest in quoted voting products of a listed issuer that the Panel has, as the result of an enforceable undertaking.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  10. 1 October 2021

    www.investgloballimited.com

    WARNING: There are false claims made the www.investgloaballimited.com website that they are associated with a company incorporated in New Zealand, Invest Global Limited (NZBN 942903731361).
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  11. 30 August 2012

    FMA's first year - oversight of market conduct report

    The Financial Markets Authority has published its first report on the key issues and themes to emerge from market oversight activities in the first 12 months since it was established.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  13. 4 March 2011

    Nathans' Director Pleads Guilty to Securities Commission Charges

    John Hotchin, a former director of Nathans Finance NZ Limited (in receivership) ('Nathans') has pleaded guilty to three charges laid by the Securities Commission under section 58 of the Securities Act 1978. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  14. 13 December 2013

    Consultation Papers on draft minimum standards and conditions for new licenses

    CONSULTATION PAPER: The Financial Markets Conduct Act 2013 (the Act) introduces licensing for providers offering certain types of financial services. We are now consulting on the proposed minimum standards for these licence types. Read more here.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Managed investment schemes, Peer-to-peer lending service providers, Licensing & registration, Consultations, Roles, Business
    Type
    Page