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Found 6278 results. Displaying page 82 of 419

  1. 3 October 2018

    ABS International PTY Limited

    The FMA recommend exercising caution before purchasing the software promoted by ABS International PTY Limited.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 1 August 2013

    AML/CFT wire transfers fact sheet

    The AML/CFT wire transfers fact sheet describes: what a wire transfer is, who are the parties to a wire transfer and what are the responsibilities placed on reporting entities that are Ordering, Intermediary, or Beneficiary Institutions.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance

  3. 15 September 2023

    Cluncoin Earn – Imposter website

    We recommend exercising caution when dealing with Cluncoin Earn. It is offering investments and is not registered to provide financial services in New Zealand.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  5. 28 September 2023

    Catalist market operator obligations review

    Findings from the FMA's annual review of how well Catalist is meeting its licensed market operator obligations.
    Tags
    Reports and Papers, Roles, Business, Market operator, News & Insights
    Type
    Page

  7. 21 August 2020

    Knight Service Group Limited and Knight Market Limited

    We are concerned that Knight Service Group and Knight Market (formerly Business Choice Partners Group Limited) and its websites www.ksgmarkets.com/index.php/En and www.knightmarketltd.com/En, may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 17 December 2019

    Thompson Mergers

    The FMA recommends exercising caution before dealing with Thompson Mergers, Newcorp Capital and the website www.thompsonmergers.com.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 1 July 2022

    Financial Markets Conduct (Goodman Group) Exemption Notice 2022

    The Financial Markets Conduct (Goodman Group) Exemption Notice 2022 (Exemption) provides relief for a five year period in relation to the offer of stapled securities to employees in New Zealand under an employee incentive scheme.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  10. 6 July 2018

    Garry James Patterson

    The FMA has filed charges against Garry James Patterson alleging he was or was holding out as being, in the business of providing financial services in contravention of the Financial Service Providers (Registration and Dispute Resolution) Act 2008 (FSP Act). Read more.
    Tags
    Enforcement
    Type
    Page

  14. 11 December 2019

    Orion Holdings Capital Management and OH Capital

    The FMA recommends exercising caution before dealing with Orion Holdings Capital Management (OHCM), OH Capital and their websites www.ohcmgmt.com, and https://ohcapital.com/. The business address in Ontario which OHCM and OH Captial purports to be operating from is false. OHCM is not registered to perform business in Canada in any capacity.
    Tags
    Suspected scam, Scams
    Type
    Page