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  2. 8 December 2016

    FMA releases AML/CFT monitoring report

    The FMA has today published its third annual AML/CFT monitoring report.
    Tags
    AML/CFT, Media release, Roles, Business, News & Insights
    Type
    Page

  4. 10 September 2019

    Investor Link Corporation Limited

    Investor Link Corporation Limited, FSP37011, is a reporting entity supervised by the FMA under Anti-Money Laundering and Countering Financing of Terrorism Act 2009.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  5. 31 August 2022

    MAINLAND FINANCIAL PLANNING LIMITED

    MAINLAND FINANCIAL PLANNING LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  7. 31 August 2022

    SUPERANNUATION INVESTMENTS LIMITED

    SUPERANNUATION INVESTMENTS LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 31 October 2015

    Craigs Investment Partners Limited

    Craigs Investment Partners Limited, FSP29641, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  11. 1 December 2014

    Timothy Patrick McGuinness

    Timothy Patrick McGuinness, FSP382106, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  13. 24 February 2014

    Settlement reached for Lombard (In Receivership) claims

    PwC, the Receivers of Lombard Finance & Investments Limited, have announced they have reached a settlement agreement with the Lombard Directors and a third party. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  15. 6 November 2012

    Receivers and Managers appointed to Ross Asset Management

    John Fisk and David Bridgman of PwC appointed as receivers and managers, along with experienced brokers from First NZ Capital, to manage the business of David Ross and Ross Asset Management. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page