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Found 6016 results. Displaying page 54 of 402

1. 31 August 2022

   Securities Act (Independent News & Media PLC)

   Securities Act (Independent News & Media PLC) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 18 June 2015

   Milford Asset Management to pay $1.5 million following FMA investigation

   The FMA has reached an agreement with Milford to resolve the issues relating to Milford (but excluding the trader) arising from the investigation, under which Milford has agreed to make payments totalling $1.5m. Read more.

   Tags

   Media release, Cases, News & Insights, Enforcement

   Type

   Page

3. 28 July 2015

   Financial Markets Conduct Act (Todd Family Office Limited Transaction Reporting)

   Financial Markets Conduct Act (Todd Family Office Limited Transaction Reporting) Exemption Notice 2015 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 14 August 2015

   FMA secures interim asset preservation orders over PTT Limited and Steven Robertson

   FMA has obtained interim asset preservation orders over the assets of PTT Limited, Steven Robertson and associated entities, from the High Court in Auckland. Read more.

   Tags

   Media release, Cases, News & Insights, Enforcement

   Type

   Page

5. 23 September 2015

   Third director sentenced in OPI Pacific Finance case

   A former director of OPI Pacific Finance Limited, Craig Robert White, has been sentenced in the Auckland High Court. Read more.

   Tags

   Media release, Cases, News & Insights, Enforcement

   Type

   Page

6. 30 October 2015

   Financial Markets Conduct (Goodman Fielder Pty Limited)

   Financial Markets Conduct (Goodman Fielder Pty Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 11 May 2016

   Financial Markets Conduct (APN News & Media Limited) Exemption Notice 2016

   Financial Markets Conduct (APN News & Media Limited) Exemption Notice 2016 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 14 November 2016

   Financial Markets Conduct (Kiwi Capital Funding Limited) Exemption Notice 2016

   Financial Markets Conduct (Kiwi Capital Funding Limited) Exemption Notice 2016 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 18 November 2016

   Financial Markets Conduct (Antipodes Gold Limited) Exemption Amendment Notice 2016

   Financial Markets Conduct (Antipodes Gold Limited) Exemption Amendment Notice 2016 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 20 February 2017

    The Financial Markets Authority publishes its first Conduct Outcomes Report

    The Conduct Outcomes Report 2016 highlights the key issues and actions from the FMA’s enforcement, supervision and preventative activities for the financial year July 2015 to June 2016.

    Tags

    Conduct, Media release, Business, News & Insights

    Type

    Page

11. 31 August 2022

    ACTIVE INVESTMENT MANAGEMENT LIMITED

    ACTIVE INVESTMENT MANAGEMENT LIMITED is an AML reporting entity

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page

12. 31 August 2022

    MADDISON FINANCIAL SERVICES LIMITED

    MADDISON FINANCIAL SERVICES LIMITED is an AML reporting entity

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page

13. 23 October 2014

    FMA warns consumers about cold-calling investment offers and ‘big win’ scams

    The Financial Markets Authority (FMA) is warning New Zealand consumers and investors to be wary of cold-calls asking them to buy shares or put their money into offshore firms.

    Tags

    Media release, News & Insights, Scams

    Type

    Page

14. 16 November 2010

    Commission's Review Highlights Continuing Need for Greater Transparency

    The Securities Commission's latest review of financial reporting standards continues to highlight the need for a greater focus on transparency.

    Tags

    Media release, News & Insights

    Type

    Page

15. 5 February 2022

    Financial Markets Conduct (Wholesale Investor Exclusion-$750,000 Minimum Investment in Kauri Bonds) Exemption Notice 2021

    Financial Markets Conduct (Wholesale Investor Exclusion-$750,000 Minimum Investment in Kauri Bonds) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page