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Found 6016 results. Displaying page 50 of 402

  1. 10 May 2016

    Castle Point Funds Management Limited

    Castle Point Funds Management Limited, FSP323686, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  2. 30 August 2016

    Salt Investment Funds Limited

    Salt Investment Funds Limited, FSP349726, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  3. 6 May 2010

    9999 Gold Mining Corporation

    The Securities Commission warns the public to be wary of 9999 Gold Mining Corporation who does not have a registered prospectus or investment statement for its offer of securities.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 16 April 2019

    Financial Markets Conduct (RIS Group Limited) Exemption Notice 2019

    Financial Markets Conduct (RIS Group Limited) Exemption Notice 2019 exempts RIS Group Limited (RIS Group) from sections 461D and 461H(1) of the Financial Markets Conduct Act (Act) to an extent. Read more.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  5. 12 July 2019

    King Capital Management

    We are concerned that King Capital Management may be operating a scam and accordingly advise caution before dealing with them.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 18 December 2019

    BZ Finance Invest

    It could be involved in a scam. We have received a report about the unreasonable withholding of client funds by bzfinanceinvest.com.
    Tags
    Suspected scam, Scams
    Type
    Page

  7. 28 April 2020

    Exemptions grant temporary relief from some reporting deadlines

    FMA has granted two class exemption notices to provide market participants with an additional two months to provide their audited financial statements and comply with certain other regulatory requirements. Due to the disruption caused by COVID-19, the FMA is taking appropriate steps to provide regulatory relief.
    Tags
    COVID-19, News & Insights
    Type
    Page, Financial reporting

  8. 31 August 2022

    Community Finance Limited

    Community Finance Limited is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  9. 30 September 2020

    Investam HK (Investam-HK)

    The FMA recommends exercising caution before dealing with Investam HK and www.investam-hk.com. We are concerned that the entity may be operating a scam.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page

  10. 31 August 2022

    Jasper NZ Investments Limited

    Jasper NZ Investments Limited (FSP747211) is an AML/CFT reporting entity
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  12. 11 June 2021

    coastalinvestmentltd.com

    We are concerned the operators of the website www.coastalinvestmentltd.com may be operating a scam. The website falsely states it is associated with Coastal Investments Limited, an entity incorporated in New Zealand.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page