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Found 6015 results. Displaying page 391 of 401

  1. 29 April 2024

    AML/CFT Customer Due Diligence – Sole traders and partnerships

    This guidance assists reporting entities to conduct customer due diligence (CDD) under the AML/CFT Act 2009 on their customers who are sole traders, partnerships, or limited partnerships. Published April 2024.
    Tags
    AML/CFT, Compliance, Roles, Authorised body under a FAP, Client money or property services provider, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Business, Managed investment schemes, Peer-to-peer lending service providers, Supervisor
    Type
    PDF, Information Sheet

  2. 10 May 2024

    CapitalGroup DBG

    CapitalGroup DBG and the following entities are under DBG and the AML reporting entities list.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  3. 10 May 2024

    AML/CFT customer due diligence: trusts

    A trust is an arrangement where a person (the settlor) gives money or property to another person (the trustee), to be held in trust for the benefit of either the trust’s beneficiaries, or a purpose recognised by law. The AML/CFT customer due diligence: trusts fact sheet should be read in conjuction with the beneficial ownership guideline.
    Tags
    AML/CFT, Roles, Independent trustee, News, Business, News & Insights
    Type
    Page, Guidance

  4. 26 September 2023

    Jarden Securities Limited DBG

    Jarden Securities Limited including: Jarden Securities Limited, Jarden Investment Nominees Limited, Jarden Principal Investments Limited, and Jarden Finance Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  5. 16 April 2024

    Punakaiki Fund DBG

    Punakaiki Fund DBG includes: 2040 Ventures Limited (previous named: Lance Wiggs Capital Management Limited) and Punakaiki Fund Limited.
    Tags
    Reporting entities, AML/CFT, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  6. 8 May 2024

    2040 Ventures Limited

    2040 Ventures Limited (previous named: LANCE WIGGS CAPITAL MANAGEMENT LIMITED) is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  7. 10 May 2024

    AML/CFT Customer Due Diligence – Trusts

    This guideline is intended to support reporting entities1
    to conduct customer due diligence (CDD) under the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act 2009 (the Act) on their customers who are trusts.
    Tags
    AML/CFT, Compliance, Obligations, Roles, Business
    Type
    PDF, Information Sheet

  9. 10 May 2024

    Jarden Wealth

    Jarden Wealth includes Jarden Wealth Limited
    (FSP1006426), Jarden Structured Investment Limited
    Tags
    Reporting entities, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  10. 14 February 2024

    Application pack - Australian Auditor

    This application pack contains documents for an individual who is a registered company auditor under the Corporations Act 2001 (AU) to seek registration for an equivalent occupation under s 19 of the Trans-TAsman Mutual Recognition Act 1997 as a licensed auditor under the Auditor Regualtion Act 2011.
    Tags
    Auditors, Licensing & registration, Roles, Business
    Type
    PDF, Application form

  11. 16 May 2024

    Emerge NZ Limited

    Emerge NZ Limited is an AML/CFT reporting entity.
    Tags
    Type
    Page

  12. 17 May 2024

    Supervisory approach new AMLCFT Regs 17 May 2024

    The Department of Internal Affairs, the Financial Markets Authority and the Reserve Bank of New
    Zealand (‘the Supervisors’) welcome the changes to AML/CFT requirements as a result of the
    various Amendment Regulations coming into force on 1 June 2024.
    Tags
    AML/CFT, Authorised body under a FAP, Client money or property services provider, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Roles, Business, Managed investment schemes, Peer-to-peer lending service providers, Supervisor
    Type
    PDF

  13. 17 December 2020

    Exchange-traded funds

    Exchange Traded Funds (ETFs) can be a simple and affordable way of investing in the sharemarket. ETFs enable you to invest in a diverse range of investments, through either a one-off lump sum or a regular savings plan. Learn more about ETFs, understand the risks and returns before you invest.
    Tags
    ETFs, Ways to invest, Investing, Consumer
    Type
    Page

  14. 17 May 2024

    Goodman Property Trust DBG

    Goodman Property Trust DBG including: GMT Bond Issuer Limited, GMT Wholesale Bond Issuer Limited, Goodman Property Services (NZ) Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page
    • Cases

    20 May 2024

    Rangi Savage

    FMA filed civil proceedings against Rangi Wyatt Stephen Savage for making an unregulated public offer for the sale of shares in The Powder Shed Tokoroa Limited (Powder Shed).
    Tags
    Cases, Enforcement
    Type
    Page