Back

Search results

Found 6015 results. Displaying page 30 of 401

  1. 31 August 2022

    HEARTLAND INVESTMENTS LIMITED

    HEARTLAND INVESTMENTS LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 24 June 2019

    Jarden Investment Nominees Limited

    Jarden Investment Nominees Limited, formerly known as First NZ Capital Investment Nominees Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  4. 17 December 2014

    FMA closes South Canterbury Finance Limited inquiries

    FMA has closed its inquiries into potential civil claims relating to South Canterbury Finance Limited (SCF). After careful consideration, the FMA has decided not to take any further action. Read more.
    Tags
    Cases, Media release, Consumer, News & Insights, Enforcement
    Type
    Page

  5. 5 September 2013

    Joint investigation results in charges for Strategic Planning Group

    Following a joint investigation into the activities of Auckland based company Strategic Planning Group Limited (SPG), the SFO and FMA have laid charges against former financial adviser Andrew Hrothgar Robinson. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  6. 17 August 2012

    FMA welcomes ruling on asset preservation orders

    The Court of Appeal has dismissed an appeal by the trustees of the KA3 and KA4 trusts on interim asset preservation orders obtained by FMA. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 13 December 2011

    FMA announces full repayment of funds for Kiwi Finance investors

    The Financial Markets Authority announced that debenture investors in Kiwi Finance Ltd will receive full reimbursement and are to be repaid approximately $1.2 million. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 21 July 2011

    NZF prospectus withdrawn after FMA investigation

    NZF Money Limited (NZF) has withdrawn its 2010 debt prospectus from the market following an investigation by the Financial Markets Authority (FMA).
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  9. 22 June 2010

    Securities Commission Welcomes Commerce Commission Settlement with ANZ and ING

    The Securities Commission welcomes the settlement that relates to the Commerce Commission's investigation into alleged breaches of the Fair Trading Act 1986 by ANZN and ING and other entities in relation to the marketing, promotion and sale of the ING Diversified Yield Fund and ING Regular Income Fund. Read more.
    Tags
    Media release, News & Insights
    Type
    Page

  11. 31 August 2022

    Walton Plaza Investments Limited

    Walton Plaza Investments Limited is an AML/CFT reporting entity
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  14. 19 August 2019

    Icehouse Ventures Nominees Limited

    Icehouse Ventures Nominees Limited, FSP18944, previously known as ICE Angels Nominees Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 9 August 2012

    New Chair for Financial Adviser Code Committee

    The Code Committee for Authorised Financial Advisers (AFAs) has elected David Ireland as Chair for the next 12 months.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page