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Found 6015 results. Displaying page 3 of 401

  1. 5 March 2013

    Nathans Finance NZ Ltd

    The Commission alleged that statements concerning Nathans' lending to related parties, the quality of its loan book, its loan management practices and its management of liquidity were untrue. It is also alleged that the directors made untrue statements in a prospectus extension certificate in March 2007. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  2. 1 October 2015

    optionsrider.com

    Options Rider is not regulated as a financial service provider in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  4. 22 July 2015

    Lombard Finance & Investments

    The breaches relate to Lombard's failure to disclose information to the market, such as loan book quality and liquidity, regarding the performance of its finance company subsidiary Lombard Finance and Investments Limited (LFIL). Read more.
    Tags
    Enforcement
    Type
    Page

  5. 2 February 2016

    Guide for charities

    This information sheet outlines the options for community and voluntary organisations wanting to borrow money from investors. (This does not include donations).
    Tags
    Offer disclosure for equity and debt offers, Roles, Business
    Type
    PDF

  6. 10 June 2011

    FMA welcomes discussion document on funding

    The Financial Markets Authority has welcomed the Government's release of a discussion document on third party funding options for financial regulation.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  8. 1 January 2011

    Watford, Dunning & Partners Ltd

    Watford Dunning and Options Global are not registered New Zealand Companies and are not registered to provide financial services in New Zealand.
    Tags
    Investor warning, Consumer
    Type
    Page

  9. 10 February 2016

    Regulatory impact statement - Investor warning and acknowledgement exemptions for the $750,000 minimum investment wholesale investor exclusion

    This regulatory impact statement analyses options considered in course of policy work leading to a final decision to exempt offerors of certain debt securities relying on the $750,000 minimum investment wholesale investor exclusion, on conditions, from having to include investor warnings on offer documents and obtain an investor acknowledgement.
    Tags
    RIS, Business
    Type
    PDF

  10. 10 November 2021

    www.osakalenders.com

    WARNING: Osaka Lenders claims to be the third project/loan financial institution registered in Tokyo, established in 2003, but there is no other web presence found apart from its website. Additionally, the persons shown on Osaka Lenders’ website are fictitious persons created using the images of some prominent Japanese businesspeople. Read the full warning.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page

  12. 5 October 2020

    Investing Myth #6: 'Investing is too difficult and time-consuming'

    ‘Investing is too difficult and time-consuming’ is an investing myth that is debunked by Mary Holm for the FMA. She talks about how investing doesn’t have to be hard for inexperienced investors on this page.
    Tags
    Investment basics, Investing, Consumer
    Type
    Page

  13. 28 January 2020

    Financial Markets Authority: Efficiency, effectiveness and baseline review

    The efficiency, effectiveness and baseline review is a report by PwC that looks at the extent to which the FMA is focused on the right activities in support of its main statutory objectives, opportunities for improving organisational performance, and options for funding FMA to support its broadening remit. Read the full report here.
    Tags
    Reports and Papers, FMA, News & Insights
    Type
    Page, Report

  14. 19 July 2023

    Invested Capital, IC Solutions – Unregistered business, cold calling

    IC Solutions offers trading options in forex, cryptocurrency, and CFDs, however is not registered on the Financial Service Providers Register (FSPR) to provide financial services to New Zealand residents.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page